Third
Party Research

Third
Party Research

Market-Making

Maxim Group makes a market in the securities of the following companies.

Managing/Co-Managing a Public Offering

Maxim Group managed/co-managed a public offering of the securities for the following companies in the past 12 months.

Expected Investment Banking Compensation

Maxim Group expects to receive or intends to seek compensation for investment banking services from the following companies in the next three months.

Received Investment Banking Compensation

Maxim Group received compensation for investment banking services from the following companies in the past 12 months.

Ownership

Maxim Group and/or an affiliate of Maxim Group beneficially own common equity securities in the following companies.

Material Conflicts of Interest

Maxim Group has no material conflicts of interest at this time.

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