The Firm
Founded in 2002, Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan at the iconic Chrysler Building. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.
Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).
Maxim Group is a member of:
FINRA
Financial Industry Regulatory Authority
NASDAQ
Stock market
NYSE
Arca, Inc
IEX
The Investors Exchange
SIPC
Securities Investor Protection Corporation
Services
Investment Banking
Equity Research
Capital Markets
Merchant Capital
Wealth Management
Prime Brokerage
Locations
405 Lexington Ave
2nd Floor
New York, NY 10174
Tel 800 724 0761
Tel 212 895 3500
Fax 212 895 3555
Florida
Suite 222
West Palm Beach,
FL 33401
Tel 800 724 0761
Tel 561 465 2605
Fax 561 961 4179
New Jersey
Red Bank, NJ 07701
Tel 800 724 0761
Tel 732 784 1900
Fax 732 784 1982
Connecticut
Stamford, CT 06902
Long Island
20 Crossways Park Dr North
Suite 304
Woodbury, NY 11797
Tel 800 537 6923
Tel 516 393 8300
Fax 516 364 1310
Latest Maxim Group News
Maxim Group LLC acts as Sole placement agent for Lianluo Smart Limited in its $3.4 Million Registered Direct Offering
Lianluo Smart Limited (“Lianluo Smart” or the “Company”) (NASDAQ: LLIT), a China based professional smart
Maxim Group LLC acts as Co-Placement Agent for Aptorum Group Limited in its $10 Million Registered Direct Offering
Aptorum Group Limited (NASDAQ: APM) (“Aptorum Group”), a biopharmaceutical company focused on the development of novel
Maxim Group 2019 Year in Review
Maxim Group continues to exceed expectations in 2019 with record year in transactions Maxim Group,