Prior to joining Maxim Group, Mr. Evans worked as a Director in the Regulatory Risk and Financial Compliance Group at Deutsche Bank AG. Previous to Deutsche Bank, Mr. Evans worked as a Vice President at Barclays PLC in the Legal and Compliance Department and as an Assistant-Vice President in a similar role at Credit Suisse Group. Mr. Evans is an active member in SIFMA’s Compliance and Legal Society and other industry roundtables. Mr. Evans holds a BA, cum laude, in Philosophy from Sewanee: The University of the South and a JD from The University of Georgia.
Chief Compliance Officer