Seth brings over twenty eight years of experience in prime brokerage and equity finance to his position of Head of Prime Brokerage at Maxim Group.
Seth joined Maxim in 2013 from JonesTrading where he was Head of Advisor Services. Prior to JonesTrading, Seth had been with Barclays Capital (formerly Lehman Brothers) for over seven years in a number of senior roles including Global Business Architect for the Equity Finance business, and for Lehman Brothers, had managed Neuberger Berman Clearing Services which provided execution, reporting, custody and clearing services to correspondent broker dealers, registered investment advisors and hedge funds. Seth began his career at Goldman Sachs where he was a client service representative and a key member of the firm’s prime brokerage strategic technology initiative.
Seth has a Master of Science in Industrial Administration (MBA) from Carnegie Mellon University and a Bachelor of Science degree from Union College. Seth has two adult children and resides in Jupiter, Florida.
