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THE FIRM
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MAXIM ACCOUNT
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Important Disclosures

Disclosure of SEC-Required Order Execution Information

Public Disclosure of Order Execution Information – SEC Rule 605 of Regulation NMS (formerly SEC Rule 11Ac1-5)

Public Disclosure of Order Routing Information – SEC Rule 606 of Regulation NMS (formerly SEC Rule 11Ac1-6)

Corporate Headquarters

300 Park Ave
16th Floor
New York, NY 10022

Tel 800 724 0761
Tel 212 895 3500
Fax 212 895 3555

South Florida Hub

555 Washington Avenue
Suite 320
Miami Beach, FL 33139

Tel 786 864 0880

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