Prime
Brokerage
Maxim Group is a unique prime broker – the service we provide is on your terms. We pride ourselves on the close relationships we build with our client partners. Our consultative approach to understanding your business needs allows us to offer quality institutional capabilities and a superior level of service at highly competitive rates.
With our full-service capabilities, robust operating model and healthy balance sheet, we are large enough to satisfy your prime brokerage and capital markets needs and boutique enough to really care.
We provide
prime brokerage
services for
multiple client
segments.
Hedge Funds
Equity L/S
Fixed Income
Global Macro
Option Volatility
Event Driven
Emerging Markets
Investment Advisors
Active Traders
Family Offices
Sophisticated Investors
‘Liberated’ Fund Managers
former hedge fund professionals managing their own money
needing institutional tools and/or ability to trade away
Prime
Brokerage Offerings
Client Service
Sales & Trading
Equities, Options, Fixed Income and International Desks High Touch SalesTrading Direct Market Access Multiple Access Points
- Electronic Front-ends: REDI, RealTick & Neovest
- Bloomberg EMSX
- Fix connectivity to many other front-ends and systems
Financing
Maxim Prime Brokerage optimizes leverage in line with your financing and asset protection needs.
- Reg T
- Portfolio Margin
Securities Lending
- Access to supply of the world’s largest global custodian Pershing/BNY Mellon
- Insight into lending flow
- Fully Paid Lending income opportunities – make money by lending Pershing your stock
Advanced Reporting and Data Delivery
Maxim Prime Brokerage provides a broad range of information delivery options from real-time portfolio management to portfolio accounting reports. We strive to support our clients across their organizational needs via our flexible infrastructure and customizable reporting.
FIS VPM Portfolio Accounting and Reporting
- Comprehensive, fully integrated and customizable application
- Over 80 standard and customizable reports are available
- Multi-asset class
- Multi-currency
- Multi-strategy
Pershing NetX – Account Access
- Online and real-time positions, balances and activities
- Mobile access
- Access a broad range of easily customizable reports in PDF, Excel or delimited format
Data Delivery
- Customized file capabilities
- Direct Pershing data files where required as best practice
- Service provider integration
Start-Up and Capital Solutions
At Maxim Group, senior relationship managers work with you to gain an in-depth knowledge of your business model and offer assistance across all your needs.
Business Solutions across:
- Legal
- Accounting
- Fund Administration
- Marketing
- Office Space
- Trading Technology
Capital Solutions
Maxim Prime Brokerage is the exclusive prime brokerage partner of M-Vest, a sister firm of Maxim Group LLC. M-Vest enables issuers to raise money from a broad range of investors through Regulation A and Regulation D offerings using a team of banking professionals and a proprietary online platform.
Prime
Brokerage Team
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