New York, NY – October 15, 2018 – Maxim Group LLC, a leading full service investment banking, securities and wealth management firm today announced the enhancement of its Equity Research platform with the appointment of Tate Sullivan, CFA, as a Senior Vice President and Senior Industrials Analyst.

Prior to joining Maxim, Mr. Sullivan was a Senior Equity Analyst at Sidoti & Company, LLC covering industrials with energy and infrastructure exposure. Prior to Sidoti, Mr. Sullivan covered Engineering & Construction companies at CLSA and was an Equity Research Associate in oilfield services. Mr. Sullivan also has prior equity research experience with Lazard, J.P. Morgan and Bear Stearns. Previously, Mr. Sullivan provided independent acquisition valuations at Duff & Phelps and did investor relations consulting for Thomson Financial. “We are pleased to broaden Maxim Group’s Industrial & Infrastructure coverage with someone of Tate’s experience and background. We expect to add additional highly qualified research professionals to the Maxim Group Research team as we continue our firm-wide expansion,” said Anthony V. Vendetti, Executive Managing Director of Research.

Mr. Sullivan earned his M.B.A. in finance from Fordham University, and his B.A. in journalism from the University of North Carolina at Chapel Hill. He also holds the CFA designation.