Investment
Banking

Maxim Group’s Investment Banking team is dedicated to providing trusted strategic advice and corporate financing solutions to companies, globally, in a range of industries, including: Healthcare, Technology, Logistics & Shipping, Industrial, Energy, Consumer and Financial Services.

Our senior investment banking professionals have earned a strong reputation for providing creative financing and advisory solutions for our emerging growth corporate clients. We have successfully raised capital for our clients by leveraging our capital markets strength, which is built on a multi-channel platform, reaching more than 3,000 U.S. institutional investors, global finance institutions, high net-worth private clients, and family offices.

M-Vest, a division of Maxim Group, is our proprietary online investment portal enabling our corporate clients to gain shareholder awareness and raise capital from a broad range of investors. 

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Investment
Banking Services

Financing

Maxim Group offers a full range of investment banking and corporate financing services as well as several innovative structured products, including:

  • Initial Public Offerings (IPOs)
  • Follow-On and Secondary Offerings
  • Confidentially Marketed Public Offerings (CMPOs)
  • Registered Directs (RDs)
  • At-the-Market Offerings (ATMs)
  • Special Purpose Acquisition Vehicles (SPACs)
  • PIPEs and Private Placements
  • Fixed Income Offerings
  • Rights Offerings
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M-Vest is a division of Maxim Group.  It was developed as our proprietary online investment portal in 2017 — enabling corporate clients to raise capital from a broad range of investors.  Today, it has become a marketplace for issuers, investors and thought leaders to generate awareness on a variety of topics and companies as well as to raise capital.

Capital Growth & Strategic Advisory

Our experienced advisors have a strong understanding of capital markets and a high degree of technical expertise to assist clients in achieving some of their most challenging financial objectives. What sets us apart from other advisory groups is that we are a component of a full-service investment bank.

We leverage our strong transactional and marketing making resources to focus on middle market and small-mid cap emerging growth companies. Our multinational structure and culture provides and enhances our ability to identify and execute cross-border opportunities other advisory groups aren’t aware of. A list of our services includes, but not limited to:

  • Provide Valuation Analysis
  • Corporate projections/pro-forma financial modeling
  • Strategic advice including sales strategy and bus-dev
  • Market penetration & pricing analyses
  • Corporate/contractual negotiations
  • Broaden shareholder base – non-deal road shows, etc.
  • Virtual Non-Deal Roadshows through M-Vest
  • Evaluating potential acquisition targets or merger partners

Recent
Transactions

Deal Type
Sector
nexalin
$9.6 Million
Initial Public Offering
// Sole Book-Running Manager
September 2022
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colorstar
$5.6 Million
Registered Direct
// Exclusive Placement Agent
September 2022
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trust stamp
$1.5 Million
PIPE
// Sole Placement Agent
September 2022
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Natures Miracle
$265.0 Million
Business Combination
// M&A Advisor to Lakeshore Acquisition II Corp.
September 2022
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navidea logo
$14.2 Million
Rights Offering
// Dealer-Manager
August 2022
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innovative eyewear logo
$7.35 Million
Initial Public Offering
// Sole Book-Running Manager
August 2022
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wisa logo
$3.0 Million
PIPE
// Sole Placement Agent
August 2022
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performancce
$15.0 Million
Registered Direct Offering
// Sole Placement Agent
August 2022
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corph
$13.5 Million
Initial Public Offering
// Lead Book-Running Manager
August 2022
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iveda
$5.0 Million
PIPE
// Sole Placement Agent
August 2022
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ainos
$3.3 Million
Follow-On Offering & Uplisting to NASDAQ
// Sole Book-Running Manager
August 2022
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nuzee
$3.4 Million
CMPO
// Sole Book-Running Manager
August 2022
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Investment
Banking Team

Clifford A. Teller
Co-President
Lawrence C. Glassberg
Co-Head of Investment Banking
Ritesh Veera
Co-Head of Investment Banking
Eric Cheng
Senior Managing Director, Head of Healthcare Investment Banking
John H Shaw III
Senior Managing Director
Alex Jin
Managing Director
Andy Bello
Managing Director
Bradford M. Hoffman, CFA
Managing Director
Chris Avery
Managing Director
Eddie Grossman
Managing Director
Mario Leite
Managing Director
Pavlos Mavrides
Managing Director
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