Maxim Group’s Capital Market professionals interface with a worldwide network of asset managers, fund managers, hedge funds, pension funds and other institutions. Our sales and trading team is focused on providing clients with vital information through access to management teams via corporate access, quality research, and targeted theme-based conferences.
We provide our clients with tailor-made product solutions, market expertise, investment advice, execution capabilities and global distribution channels. With institutional coverage that spans more than 25 countries across four continents, our clients have access to a broad range of services: Institutional Equity Sales, Foreign Equities, Fixed Income Trading, Institutional Options Trading, Institutional Equity Trading, and Risk Arbitrage.
The Syndicate Department coordinates the marketing, distribution & pricing of Maxim Group’s equity and preferred public offerings. We create strong long-term demand through three broad distribution channels: Our Wealth Management Platform, Domestic Institutional Investors and International Institutional Investors. We have a long history of working with issuing companies post-offering and we work closely with the Research and Investment Banking departments to provide important advice and exposure.
Lastly, we regularly participate in public offerings managed by other leading investment banking firms and we give investors the opportunity to participate in emerging companies nationwide by maintaining strong relationships with national and regional brokerage firms throughout the United States. View Completed Transactions
We are dedicated to understanding our client’s objectives and designing programs that optimize their time and investor impact.
We are dedicated to understanding our client’s objectives and designing programs that optimize their time and investor impact. We help clients cultivate and deliver their story to the proper audience through a combination of:
- Non-Deal Roadshows
- Sector-Focused Conferences
- Site Visits and Facility Tours
- One-Day Forums
- Specialty Group Meetings
- Conference Calls
Market maker in over 7,500 listed and OTC listed stocks
Commits substantial capital to support OTC principal trading and facilitate listed trading
Provides liquidity and execution in foreign equities and ADR’s in over 30 countries
Maxim’s Options and Derivatives team possess a comprehensive understanding of derivatives, hedge strategies and options trading. Our options trading professionals advise large institutions and high net worth clients, keeping a strong focus on minimizing risk and maximizing returns.
- Offers sales trading advice on traditional derivatives and financial instruments
- Offers electronic execution of options through our proprietary smart router
- Provides liquidity to help execute large orders
Our sector presence currently includes:
- High Grade and High Yield Corporate Bonds
- Residential Mortgage Back
- Securities and Specified Pools
- Preferred Stock and Hybrid Capital
- Emerging Markets
- Convertible Bonds
- Municipal Bonds
- Structured Products
- U.S. Treasury and Agency Securities
- Certificate of Deposit