About Us
Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan. Maxim formed in 2002 as a spin-off of the U.S. subsidiary of the global investment firm Investec. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.
Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).
Maxim Group is a member of:
FINRA
Financial Industry Regulatory Authority
NASDAQ
Stock market
NYSE
Arca, Inc
IEX
The Investors Exchange
SIPC
Securities Investor Protection Corporation
Services
Investment Banking
Equity Research
Capital Markets
Merchant Capital
Wealth Management
Prime Brokerage
Latest Maxim Group News
INVO Bioscience Announces Pricing of $3.0 Million Registered Direct Offering Priced At-The-Market
INVO Bioscience, Inc. (Nasdaq: INVO) (“INVO” or the “Company”), a commercial-stage fertility company focused on
Intchains Group Limited Announces Pricing of US$8.0 Million Initial Public Offering
Intchains Group Limited (the “Company” or “Intchains Group”), a provider of integrated solutions consisting of
SeaStar Medical Holding Corporation Closes Initial $3.3 Million Tranche of $9.8 Million Private Placement
SeaStar Medical Holding Corporation (Nasdaq: ICU) (“SeaStar Medical” or the “Company”), a medical device company
