About Us
Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan. Maxim formed in 2002 as a spin-off of the U.S. subsidiary of the global investment firm Investec. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.
Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).
Maxim Group is a member of:
FINRA
Financial Industry Regulatory Authority
NASDAQ
Stock market
NYSE
Arca, Inc
IEX
The Investors Exchange
SIPC
Securities Investor Protection Corporation
Services
Investment Banking
Equity Research
Capital Markets
Merchant Capital
Wealth Management
Prime Brokerage
Latest Maxim Group News
Maxim Group LLC acts as Sole placement agent for Lianluo Smart Limited in its $3.4 Million Registered Direct Offering
Lianluo Smart Limited (“Lianluo Smart” or the “Company”) (NASDAQ: LLIT), a China based professional smart
Maxim Group LLC acts as Co-Placement Agent for Aptorum Group Limited in its $10 Million Registered Direct Offering
Aptorum Group Limited (NASDAQ: APM) (“Aptorum Group”), a biopharmaceutical company focused on the development of novel
Maxim Group 2019 Year in Review
Maxim Group continues to exceed expectations in 2019 with record year in transactions Maxim Group,