About Us
Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan. Maxim formed in 2002 as a spin-off of the U.S. subsidiary of the global investment firm Investec. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.
Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).
Maxim Group is a member of:
FINRA
Financial Industry Regulatory Authority
NASDAQ
Stock market
NYSE
Arca, Inc
IEX
The Investors Exchange
SIPC
Securities Investor Protection Corporation
Services
Investment Banking
Equity Research
Capital Markets
Merchant Capital
Wealth Management
Prime Brokerage
Latest Maxim Group News
Edible Garden Announces Pricing of Upsized $10.2 Million Underwritten Public Offering
Edible Garden AG Incorporated (“Edible Garden” or the “Company”) (Nasdaq: EDBL, EDBLW), a leader in
ReShape Lifesciences Announces Pricing of Upsized $10.2 Million Underwritten Public Offering
ReShape Lifesciences Inc. (Nasdaq: RSLS), the premier physician-led weight loss and metabolic health solutions company,
WiSA Technologies Announces Pricing of $6.2 Million Registered Direct Offering and Concurrent Private Placement Priced At-The-Market
WiSA Technologies, Inc. (NASDAQ:WISA), a developer of spatial, wireless sound technology for smart devices and
