About Us

Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan. Maxim formed in 2002 as a spin-off of the U.S. subsidiary of the global investment firm Investec. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.

Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).

Maxim Group is a member of:

FINRA
Financial Industry Regulatory Authority

NASDAQ
Stock market

NYSE 
Arca, Inc

IEX
The Investors Exchange

SIPC
Securities Investor Protection Corporation

Services

Investment Banking

Equity Research

Capital Markets

Merchant Capital

Wealth Management

Prime Brokerage

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