Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan. Maxim formed in 2002 as a spin-off of the U.S. subsidiary of the global investment firm Investec. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.
Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).
Maxim Group is a member of:
Financial Industry Regulatory Authority
The Investors Exchange
Securities Investor Protection Corporation
Latest Maxim Group News
Maxim Group LLC acts as Sole placement agent for Lianluo Smart Limited in its $3.4 Million Registered Direct Offering
Lianluo Smart Limited (“Lianluo Smart” or the “Company”) (NASDAQ: LLIT), a China based professional smart
Maxim Group LLC acts as Co-Placement Agent for Aptorum Group Limited in its $10 Million Registered Direct Offering
Aptorum Group Limited (NASDAQ: APM) (“Aptorum Group”), a biopharmaceutical company focused on the development of novel