Sound Investments. Solid Relationships.

Our Services

We provide a comprehensive array of financial services to a diverse range of corporate clients, institutional investors, and high net worth investors.

Investment Banking

Equity Research

Capital Markets

Merchant Capital

Wealth Management

Prime Brokerage

Recent
Transactions

Over 180 financings and $23.5 Billion in aggregate as Lead, Joint, or Co-Manager in 2021
Email Announcement - AGBA@2x
$555.0 Million
Business Combination
// Sole Underwriter for AGBA
November 2022
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AMV
Up to $30 Million
Private Placement
// Exclusive Placement Agent
November 2022
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Email Announcement - Quanergy@2x
$16.7 Million
Follow-On Offering
// Sole Book-Running Manager
October 2022
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seastar
SPAC Business Combination
// Financial Advisor to SeaStar Medical
October 2022
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$15.0 Million
Registered Direct Offering
// Sole Placement Agent
October 2022
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$2.0 Million
Follow-On Offering
// Exclusive Placement Agent
October 2022
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TenX Keane Acquisition@2x
$60.0 Million
Initial Public Offering
// Sole Book-Running Manager
October 2022
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sintx_grn_blk@4x-8
$4.7 Million
Fully Marketed Rights Offering
// Dealer-Manager
October 2022
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Climate Rock – 1@2x
$650.0 Million
Definitive Business Combination Agreement
// Financial Advisor to ClimateRock
October 2022
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siyata-logo
$4.0 Million
Registered Direct Offering
// Sole Placement Agent
October 2022
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top-ships
$4.8 Million
Warrant Inducement Transaction
// Warrant Inducement Agent and Financial Advisor
October 2022
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Upcoming Events

Maxim Group events are hosted on our digital platform, M-Vest

There are no upcoming events at this time

Merchant Capital

Maxim Merchant Capital’s skilled specialists have significant experience in raising private capital for both late-stage and early-stage private and public companies across a range of industries; predominantly in life sciences/biotechnology. Within the biotech sector, we look for companies that address significant unmet needs and have a clear regulatory path.

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