Our Services
We provide a comprehensive array of financial services to a diverse range of corporate clients, institutional investors, and high net worth investors.
Investment Banking
Equity Research
Capital Markets
Merchant Capital
Wealth Management
Prime Brokerage
Recent
Transactions
Over 110 financings and $6.0 Billion in aggregate as Lead, Joint, or Co-Manager in 2022

Up to $10.0 Million
PIPE
// Lead Placement Agent
September 2023



$4.5 Million
Follow-On
// Joint Book Runner
September 2023














$8.4 Million
Initial Public Offering
// Sole Book-Running Manager
September 2023














$3.0 Million
Follow-On
// Sole Book-Running Manager
September 2023














$17.0 Million
Registered Direct Offering
// Sole Placement Agent
August 2023














$3.7 Million
Follow-On
// Joint Placement Agent
August 2023














$5.0 Million
Follow-On
// Co-Placement Agent
August 2023














$1.4 Million
CMPO
// Sole Placement Agent
August 2023














$4.5 Million
Follow-On
// Sole Placement Agent
August 2023














$8.0 Million
Follow-On
// Sole Placement Agent
August 2023














$2.75 Million
Follow-On
// Sole Placement Agent
August 2023












Upcoming Events
Maxim Group events are hosted on our digital platform, M-Vest
There are no upcoming events at this time
Merchant Capital
Maxim Merchant Capital’s skilled specialists have significant experience in raising private capital for both late-stage and early-stage private and public companies across a range of industries; predominantly in life sciences/biotechnology. Within the biotech sector, we look for companies that address significant unmet needs and have a clear regulatory path.