Sound Investments. Solid Relationships.

Our Services

We provide a comprehensive array of financial services to a diverse range of corporate clients, institutional investors, and high net worth investors.

Investment Banking

Equity Research

Capital Markets

Merchant Capital

Wealth Management

Prime Brokerage

Recent
Transactions

Over 110 financings and $6.0 Billion in aggregate as Lead, Joint, or Co-Manager in 2022

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Up to $10.0 Million
PIPE
// Lead Placement Agent
September 2023
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$4.5 Million
Follow-On
// Joint Book Runner
September 2023
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$8.4 Million
Initial Public Offering
// Sole Book-Running Manager
September 2023
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Edible Garden® Ag, Inc., is a privately held, leader in locally grown organic produce and herbs backed by Zero-Waste Inspired® next generation farms. Edible Garden is leading the agriculture technology movement with its safety-in-farming protocols, sustainable packaging and patented self-watering in-store displays. The company currently operates state-of-the-art greenhouse and processing facilities in Belvidere, New Jersey, and in partnership with growers throughout the U.S. (PRNewsfoto/Edible Garden)
$3.0 Million
Follow-On
// Sole Book-Running Manager
September 2023
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$17.0 Million
Registered Direct Offering
// Sole Placement Agent
August 2023
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$3.7 Million
Follow-On
// Joint Placement Agent
August 2023
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$5.0 Million
Follow-On
// Co-Placement Agent
August 2023
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$1.4 Million
CMPO
// Sole Placement Agent
August 2023
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$4.5 Million
Follow-On
// Sole Placement Agent
August 2023
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Email Announcement - ADMP – 1@2x
$8.0 Million
Follow-On
// Sole Placement Agent
August 2023
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$2.75 Million
Follow-On
// Sole Placement Agent
August 2023
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Upcoming Events

Maxim Group events are hosted on our digital platform, M-Vest

There are no upcoming events at this time

Merchant Capital

Maxim Merchant Capital’s skilled specialists have significant experience in raising private capital for both late-stage and early-stage private and public companies across a range of industries; predominantly in life sciences/biotechnology. Within the biotech sector, we look for companies that address significant unmet needs and have a clear regulatory path.

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