Third Party Research Disclosures

Market-Making
Maxim Group makes a market in the securities of the following companies. Click here for list

Managing/Co-Managing a Public Offering
Maxim Group managed/co-managed a public offering of the securities for the following companies in the past 12 months. Click here for list

Expected Investment Banking Compensation
Maxim Group expects to receive or intends to seek compensation for investment banking services from the following companies in the next three months. Click here for list

Received Investment Banking Compensation
Maxim Group received compensation for investment banking services from the following companies in the past 12 months. Click here for list

Ownership
Maxim Group and/or an affiliate of Maxim Group beneficially own common equity securities in the following companies. Click here for list

Material Conflicts of Interest
Maxim Group has no material conflicts of interest at this time.