Maxim Group

Important Legal Information

The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Maxim or its affiliates to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by Maxim or its affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.

Disclaimer of Warranty and Limitation of Liability

The information, products and services on this site are provided on an "AS IS", "WHERE IS" and "WHERE AVAILABLE" basis. Maxim does not warrant the accuracy of the materials provided herein, either expressly or impliedly, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose. Maxim will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, Maxim cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Without limiting the foregoing, none of Maxim, its affiliates, directors, officers or employees, or any third party vendor will be responsible for, or have liability with respect to, any information or materials posted by others, including, without limitation, defamatory, offensive or illicit material, or any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Maxim or of any vendor providing software or services support. In no event will Maxim, its affiliates or any such parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Maxim or any other party have been advised of the possibility thereof.

Proprietary Rights

All right, title and interest in this site and any content contained herein is the exclusive property of Maxim, except as otherwise stated. This site is for your personal and non-commercial use only. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in whole or in part any information, software, products or services obtained from this site, except for the purposes expressly provided herein, without Maxim's prior written approval. If you download any information or software from this site, you agree that you will not copy it or remove or obscure any copyright or other notices or legends contained in any such information.

Procedure for Making Claims of Copyright Infringement

Maxim and its affiliated companies respects the intellectual property of others and asks that our users and those posting content to this site do the same. It is Maxim's policy to respond expeditiously to claims of intellectual property infringement by promptly processing and investigating notices of alleged infringement and taking appropriate actions under the Digital Millennium Copyright Act and other applicable intellectual property laws. If you believe that your copyrighted work is accessible on this site in a way that constitutes copyright infringement, you may notify us by providing our Copyright Agent with the following information:

  • 1) the electronic or physical signature of the owner of the copyright or of the person authorized to act on the owner's behalf;
  • 2) identification of the copyrighted work or other intellectual property that you claim is being infringed;
  • 3) identification of the material that you claim is infringing;
  • 4) identification of the URL or other specific location on this site where the material that you claim is infringing is located (please be as specific as possible);
  • 5) your name, address, telephone number, and email address;
  • 6) a statement by you that you have a good faith belief that the disputed use is not authorized by the copyright owner, its agent, or the law; and
  • 7) a statement by you, made under penalty of perjury, that the information in your notice is accurate and that you are the copyright owner or are authorized to act on the copyright owner's behalf.

Maxim's Copyright Agent for notice of claims of copyright infringement on this site is: Edward L. Rose, General Counsel, Maxim Group LLC, 405 Lexington Avenue, NY, NY 10174

Please put "Notice of Alleged Infringement" in the subject line of all such notifications. Only copyright concerns will be answered at this address. To contact Maxim on other matters, please visit maximgrp.com's "Contact Us" page.

Use of Links

This site may contain links to and be linked from third-party websites. These links are provided as a convenience. The inclusion of any link is not and does not imply an affiliation with or the sponsorship, endorsement, or approval of any third-party website or the content contained therein. Should you leave this site via a link contained herein, and view content that is not provided by Maxim, you do so at your own risk. The content to which you link will not have been developed, checked for accuracy, or otherwise reviewed by Maxim and we are not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. Maxim makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content. You should also be aware that the terms and conditions of such site and such site's privacy policy may be different from those applicable to your use of this site.

Choice of Law

Your continued use of this site constitutes your agreement to the terms and conditions contained above. Such agreement shall be governed by and construed in accordance with the laws of the State of New York, without regard to conflicts of laws provisions. Sole and exclusive jurisdiction for any action or proceeding arising out of or related to this agreement shall be in an appropriate state or federal court in the County of New York, Sate of New York and the parties unconditionally waive their respective rights to a jury trial.