Public Disclosures

Public Disclosure of Order Execution Information – SEC Rule 605 of Regulation NMS (formerly SEC Rule 11Ac1-5) – http://financialsystems.sungard.com/solutions/compliance-tax/protegent/protegent-trading-compliance/best-execution-order-routing

Public Disclosure of Order Routing Information – SEC Rule 606 of Regulation NMS (formerly SEC Rule 11Ac1-6) – http://financialsystems.sungard.com/solutions/compliance-tax/protegent/protegent-trading-compliance/best-execution-order-routing