Maxim Group

Prime Brokerage Services

Maxim Group provides a bespoke prime brokerage solution for the emerging and middle markets manager. We strive to be a partner in our clients' growth, and our full-service offering allows our clients to focus on their core business: creating alpha.

  • Services for Hedge Funds, Registered Investment Advisors, Family Offices and Professional Investors.
  • Dedicated team providing high-touch execution services in most asset classes.
  • State of the art, broker neutral electronic trading platform with a full suite of algorithms.
  • A consultative approach to hedge fund formation and launch services with introductions to key service providers.
  • Access to Maxim Group's highly respected proprietary research team.
  • 24/7 portfolio access through an advanced online platform with a customizable suite of reports.
  • Seamless integration with third party and proprietary platforms.
  • Soft dollar and commission sharing services.
Clearing and Custody Services

Maxim Group introduces client accounts to our clearing agent Pershing LLC, a leader in product breadth and counterparty safety.

Contact Information

Kristi Marvin
Vice President, Prime Brokerage Services
212-895-3769 (Direct)


Seth Michaels
Managing Director, Prime Brokerage Services
212-895-3723 (Direct)