Maxim Group

Maxim Group LLC Expands Institutional Sales Platform with the Appointment of a New Managing Director

New York, May 17th, 2010

Maxim Group LLC, a leading full service investment banking, securities and wealth management firm today announced the appointment of James T. Barker as its new managing director, head of institutional sales and sales trading. In his new position, Barker will run the day-to-day operations of the extensive institutional equities business of Maxim Group.

"Jamie’s strong management experience with over 20 years of institutional sales and trading will be a major factor in the continued growth of our institutional coverage," noted Christopher J. Fiore, President and head of capital markets at Maxim Group LLC." Jamie has a significant following in the industry, and we are pleased to have an individual of his caliber join us," said Fiore.

Mr. Barker brings over two decades worth of institutional sales and sales trading to Maxim Group. He began his career at CJ Lawrence / Deutsche Bank as a managing director of US Equity trading where he was responsible for a 100 person sales and trading team. In 1998, Mr. Barker joined Credit Lyonnais as a managing director where he was instrumental in integrating the US and international trading platforms. He later became the COO of the Equity Division of Wasserstein Perella where he was responsible for US equity distribution to Europe. Mr. Barker held similar positions with Think Equity Partners, Conifer Securities and most recently with Collins Stewart LLC. He graduated from Iona College with a BBA in Finance.