Job Openings

Title Vice President, Institutional Options Sales
Categories Capital Markets
Salary
Job Location New York
Job Description

This posting is for an experienced options sales trader to be part of the institutional options group as a commission paid employee with very competitive rates.

Contact: Lenny Greenbaum, Managing Director Options Dept.
212-895-3791, lgreenbaum@maximgrp.com

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Title Investment Banking Senior Associate or Vice President
Categories Investment Banking
Salary Salary + Bonus
Job Location New York City
Job Description

Maxim Group LLC is looking to add a Senior Associate or Vice President within the Investment Banking group, based in New York City.

We are a leading full-service global investment banking firm headquartered in New York City. We provide a full array of financial services including investment banking; private wealth management; and global institutional equity, fixed income and derivative sales & trading, equity research and prime brokerage services to a diverse range of corporate clients, institutional investors and high net worth individuals.
The Investment Banking division provides capital and general advisory services to public and private companies in the small to mid-cap market sector. We specialize in deal origination and completed over 75 transactions per year over the last five including IPOs, M&A, PIPEs, CMPOs, Registered Direct Offerings, and Rights Offerings as lead manager and or co manager. We recently launched our 506c/Reg A + platform M-Vest and continue to innovate and adapt to our client’s needs by engaging a new investor base online.

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Title Compliance Analyst
Categories Legal/Compliance
Salary
Job Location New York, New York
Job Description

Job Function
Finance

We are a full-service investment banking, securities and wealth management firm headquartered in New York. We provide a full array of financial services including investment banking; private wealth management; and global institutional equity, fixed income and derivative sales & trading, equity research and prime brokerage services to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm is currently seeking a full-time Compliance Analyst to help the firm implement and conduct surveillance reviews that cover specific regulations and firm policies. This process includes reviewing exception reports, compiling all relevant data, analyzing the results, escalating potential issues to the appropriate individuals and providing input on potential corrective action plans designed to address issues that are identified.
• Review daily trade exception reports and trading activity to ensure compliance with appropriate rules, regulations and firm policies
• Conduct surveillance by analyzing surveillance reports over various areas of the firms’ business units
• Assist in the development of policies and procedures that reflect changes in firm business and industry regulation
• Performing oversight and monitoring of documented policies and procedures throughout the firm by performing test work, documenting results and identifying and escalating potential issues
• Responding to and addressing inquiries from regulatory agencies
• Researching and monitoring new and existing legislation to assure firm is in compliance with the applicable laws, regulations and firm policy and procedures

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Title Tech Sector Equity Research Associate
Categories Research
Salary
Job Location New York
Job Description

Midtown Manhattan investment banking firm seeks energetic person that is passionate about technology. Supervised by a senior analyst, the Research Associate position is an opportunity to help grow and maintain research coverage. Key candidate attributes include strong written and oral communication skills, passionate about doing things efficiently yet thoroughly and a passion to learn. The associate will be trained to lead all aspects of the research process, including but not limited to analyzing company reports (10K, 10Q, 8K, 13F, 4F, website materials, etc.), developing channel contacts and executing channel checks, interviewing senior management of companies in the technology sector, competitors and suppliers and utilizing the collected information to model projected financial results, understand company valuation and whether a company is under or over-valued and write thought provoking research. Minimum requirements are proficiency in MS Excel and excellent understanding of financial statement analysis. Competitive compensation and bonus opportunities.

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Title Capital Markets Sales Entry Level
Categories Capital Markets
Salary Base Plus Bonus
Job Location New York City
Job Description

Position is entry level for Capital Markets Sales. Mentorship with a twenty five year Wall Street Sales veteran on a capital markets team. Fund managers and C level management interactions while working on equity transactions and sales on a trading floor.

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Title Client Service Analyst
Categories Capital Markets
Salary Base and Bonus
Job Location New York City, Midtown
Job Description

As a member of Maxim’s Prime Brokerage Services team, the analyst is responsible for developing and maintaining relationships with a number of complex institutional clients, requiring a thorough knowledge of the client’s business, portfolios and service needs.

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Title Institutional Research Sales
Categories Capital Markets
Salary Commission Structure
Job Location New York City; Boca Raton, FL;
Job Description

This position is for an Institutional Salesperson with experience selling research and equity ideas to money managers, banks, insurance companies, mutual funds and hedge funds. The candidate must have a strong current book of relationships with buy-side accounts.

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Title Managing Director
Categories Investment Banking
Salary Base plus bonus
Job Location New York City
Job Description

Maxim Group’s Managing Directors represent the leadership of the Firm – identifying new business opportunities, developing deep relationships with clients and prospective clients, targeting and obtaining up new client engagements in capital raising and advisory, as well as leading in the execution of those engagements.  By joining a Firm with world-class investment bankers and institutional and retail distribution, Managing Directors can be assured that they will have extraordinary support throughout their business development efforts and in the execution of client engagements.  Execution capability is a plus, but business development expertise and potential are critical to success.  Successful Managing Directors range from experienced senior-level investment bankers (who have excellent networks to leverage on a full- or part-time basis) to highly motivated young Managing Directors (who are interested in being properly rewarded for their contributions). Our compensation structure rewards and encourages success.

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Title Vice President/Associate
Categories Investment Banking
Salary Base plus bonus
Job Location New York City
Job Description
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Title Compliance Analyst/Associate
Categories Legal/Compliance
Salary Commensurate with experience
Job Location New York City
Job Description

The firm is seeking a Compliance Analyst/Associate with proven experience to help the firm implement and conduct surveillance reviews that cover specific regulations and firm policies. This process includes reviewing exception reports, compiling all relevant data, analyzing the results, escalating potential issues to the appropriate individuals and providing input on potential corrective action plans designed to address issues that are identified.

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Title Financial Advisor
Categories Wealth Management
Salary Commission and Bonus
Job Location New York City, Woodbury- Long Island
Job Description

This position is for an experienced Financial Advisor candidate to join our Wealth Management Team. This position is a highly entrepreneurial role, requiring extensive client development, prospecting and consultative selling.

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