Wes Heffernan



Mr. Heffernan has over two years of investment banking and financial services experience.  His transactional experience covers multiple product offerings including Uplistings/Re-“IPOs”, Registered Directs, CMPOs, Rights Offerings, IPOs, Follow-Ons, PIPEs, Privates, Reg A, SPACs, Fairness Opinions and M&A mandates.  Prior to joining Maxim Group, he was a summer analyst at Wells Fargo in the FIG banking group.  Mr. Heffernan holds a B.A. in International Business & Management from Dickinson College and currently holds a FINRA Series 79 license.