Mr. Heffernan has over two years of investment banking and financial services experience. His transactional experience covers multiple product offerings including Uplistings/Re-“IPOs”, Registered Directs, CMPOs, Rights Offerings, IPOs, Follow-Ons, PIPEs, Privates, Reg A, SPACs, Fairness Opinions and M&A mandates. Prior to joining Maxim Group, he was a summer analyst at Wells Fargo in the FIG banking group. Mr. Heffernan holds a B.A. in International Business & Management from Dickinson College and currently holds a FINRA Series 79 license.