Maxim Group

Third-party Research Disclosures

Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.

Ownership

Maxim Group and/or an affliate of Maxim Group beneficially own common equity securities in the following companies.

Company Name Ticker Symbol
ACORN ENERGY INC ACFN
ADVAXIS, INC ADXS
AIMS WOLDWIDE INC AMWW
ARNO THERAPEUTICS INC ARNI
AXION POWER AXPW
BIO-PATH HOLDINGS, INC BPTH
BRAINSTORM CELL THERAPEUTICS INC BCLI
CHINA GERUI ADVANCED MATERIALS GP LTD. CHOP
CHINA METRO-RURAL HOLDINGS LTD. CNR
CLEAN DIESEL TECHNOLOGIES, INC. CDTI
CNS RESPONSE INC. CNSO
CORMEDIX INC. CRMD
CORONADO BIO SCIENCES INC. CNDO
CRYOPORT INC CYRX
DIGITAL CINEMA DESTINATIONS CORP DCIN
ECO BUILDING INTL ECOB
GOOD TIMES RESTAURANTS INC GTIM
IXI MOBILE INC IXMO
KINGOLD JEWELRY, INC. KGJI
LIZHAN ENVIRONMENTAL CORP. LZENF
MEDGENICS, INC. MDGN
MEDIFOCUS INC MDFZF
ONOSEC MEDICAL INC ONCS
PREMIER ALLIANCE GROUP INC PIMO
PRIME ACQUISITION CORP PACQW
PROVECTUS PHARMACEUTICAL INC PVCT
REGENERX BIOPHARMCEUTICALS INC RGRX
RICEBRAN TECHNOLOGIES RIBT
SEANERGY MARITIME CORP SHIP
SILVER SCOTT MINES, INC. SILS
SOLIGENIX SNGX
STRATUS MEDIA GROUP INC. SMDI
THE SPENDSMART PAYMENTS COMPANY INC. SSPC
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