Maxim Group

Third-party Research Disclosures

Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.

Ownership

Maxim Group and/or an affliate of Maxim Group beneficially own common equity securities in the following companies.

Company Name Ticker Symbol
ACORN ENERGY INC ACFN
ADVAXIS, INC ADXS
AEMETIS INC. AMTXD
AIMS WOLDWIDE INC AMWW
ANAVEX LIFE SCIENCES CORP. AVXL
ARNO THERAPEUTICS INC ARNI
AXION POWER AXPW
BIO-PATH HOLDINGS, INC BPTH
BRAINSTORM CELL THERAPEUTICS INC BCLI
CHINA BIO-ENERGY CORP. CHIO
CHINA GERUI ADVANCED MATERIALS GP LTD. CHOP
CHINA METRO-RURAL HOLDINGS LTD. CNR
CHINA NETWORKS INTERNATIONAL HOLDINGS INC. CNWHF
CLEAN DIESEL TECHNOLOGIES, INC. CDTI
CNS RESPONSE INC. CNSO
CORMEDIX INC. CRMD
CORONADO BIO SCIENCES INC. CNDO
CRYOPORT INC CYRX
DEYU AGRICULTURE CORP. DEYU
DIGITAL CINEMA DESTINATIONS CORP DCIN
ECO BUILDING INTL ECOB
GEMINI GROUP GLOBAL CORP GMNI
GOOD TIMES RESTAURANTS INC GTIM
IXI MOBILE INC IXMO
JETPAY CORPORATION JTPY
KINGOLD JEWELRY, INC. KGJI
LIZHAN ENVIRONMENTAL CORP. LZENF
LUXEYARD INC. LUXR
MEDGENICS, INC. MDGN
MEDIFOCUS INC MDFZF
MOOTER MEDIA LTD MOTMY
NAUTILUS INC. NLS
NET ELEMENT INC. NETE
ONCOSEC MEDICAL INC ONCS
PREMIER ALLIANCE GROUP INC PIMO
PRIME ACQUISITION CORP PACQW
PROFIRE ENERGY INC. PFIE
PROVECTUS PHARMACEUTICAL INC PVCT
REGENERX BIOPHARMACEUTICALS INC RGRX
RESTORGENEX CORP. RESX
RICEBRAN TECHNOLOGIES RIBT
SEANERGY MARITIME CORP SHIP
SILVER SCOTT MINES, INC. SILS
SOHM INC. SHMN
SOLIGENIX SNGX
STRATUS MEDIA GROUP INC. SMDI
TARGETED MEDICAL PHARMA, INC. TRGM
TECHNISCAN INC. TSNI
THE SPENDSMART PAYMENTS COMPANY INC. SSPC
USMART MOBILE DEVICE INC. UMDI
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