Maxim Group

Third-party Research Disclosures

Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.

Received Investment Banking Compensation

Maxim Group received compensation for investment banking services from the following companies in the past 12 months.

Company Name Ticker Symbol
5 Barz International BARZ
Acorn Energy ACFN
ADMA Biologics ADMA
Advaxis Inc. ADXS
Aemetis AMTXD
Aeterna Zentaris AEZS
Agenus Inc. AGEN
Anavex Life Sciences AVXL
Ares Multi-Strategy Credit Fund ARMF
Arno Therapeutics ARNI
Athersys Inc. ATHX
Axion Power International Inc. AXPW
Azteca Acquisition Corp. AZTAU
Benitec Biopharma BLT.AX
Bio-Path Hoildings Inc. BPTH
BioRestorative Therapies Inc. BRTX
Blue Calypso Inc. BCYP
Box Ships TEU
Brainstorm Cell Therapeutics BCLI
Catalyst Pharmaceutical Partners Inc. CPRX
Cellular Biomedicine Group Inc. CBMG
China Growth Equity Investment CGEI
Clean Coal Technologies Inc. CCTC
Cormedix Inc. CRMD
Critical Outcome Technologies COT.V
Epigenomics AG EPGNF
Five Oaks Investment Corp. OAKS
Galena Biopharma, Inc. GALE
Gastar Exploration GST
Global Defense & National Security Systems Inc. DGEF
Good Times Restaurants Inc. GTIM
Hemispherx Biopharma Inc. HEB
Insignia Systems ISIG
IntelliCell BioSciences Inc. SVFC
Isoray, Inc. ISR
Keryx Pharmaceuticals Inc. KERX
Levy Acquisition Corp. LEVY
MCW Energy Group Limited MCW.V
Medgenics, Inc. MDGN
Medifocus Inc. MDFZF
MeeMee Media MEME
Miller Energy Resources Inc. MILL
Moko Social Media Limited MOKOY
Musclepharm MPH1.BE
Nautilus Inc. NLS
Netsol Technologies Inc. NTWK
Nuveen Flexible Investment Income Fund JPW
Oculus Innovative Sciences OCLS
Oncosec Medical Incorporated ONCS
OphthaliX Inc. OPLI
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