Maxim Group

Third-party Research Disclosures

Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.

Received Investment Banking Compensation

Maxim Group received compensation for investment banking services from the following companies in the past 12 months.

Company Name Ticker Symbol
5 Barz International BARZ
Acorn Energy ACFN
ADMA Biologics ADMA
Advaxis Inc. ADXS
Aemetis AMTX
Aeterna Zentaris AEZS
Agenus Inc. AGEN
Anavex Life Sciences AVXL
Ares Multi-Strategy Credit Fund ARMF
Arno Therapeutics ARNI
Athersys Inc. ATHX
Axion Power International Inc. AXPW
Azteca Acquisition Corp. AZTAU
Benitec Biopharma BLT.AX
Bio-Path Hoildings Inc. BPTH
BioHeart Inc. BHRT
BiolineRx BLRX
BioRestorative Therapies Inc. BRTX
Blue Calypso Inc. BCYP
Boston Therapeutics BTHE
Boulevard Acquisition Corp. BLVDU
Box Ships TEU
Brainstorm Cell Therapeutics BCLI
Catalyst Pharmaceutical Partners Inc. CPRX
Cellular Biomedicine Group Inc. CBMG
Cesca Therapeutics (Thermogenesis) KOOL
China Growth Equity Investment CGEI
Clean Coal Technologies Inc. CCTC
Cormedix Inc. CRMD
Critical Outcome Technologies COT.V
Digital Cinema Destinations DCIN
Empire Resorts NYNY
Epigenomics AG EPGNF
First Trust New Opportunities M FPL
Five Oaks Investment Corp. OAKS
Full Circle Capital Corp FULL
Galena Biopharma, Inc. GALE
Galmed Pharmaceuticals Inc. GLMD
Gastar Exploration GST
Global Defense & National Security Systems Inc. DGEF
Glori Energy GLRI
Good Times Restaurants Inc. GTIM
Hemispherx Biopharma Inc. HEB
Immunovaccine Technologies IMV.V
Insignia Systems ISIG
IntelliCell BioSciences Inc. SVFC
Isoray, Inc. ISR
Keryx Pharmaceuticals Inc. KERX
Levy Acquisition Corp. LEVY
Magic Software Enterprises Ltd. MGIC
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