Third-party Research Disclosures
Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.
Received Investment Banking Compensation
Maxim Group received compensation for investment banking services from the following companies in the past 12 months.
| Company Name | Ticker Symbol |
|---|---|
| 57th Street | SQTCU |
| Aims Worldwide, Inc | AMWW |
| Armour Residential REIT | ARR |
| Asia Special Situation Acquisition | CIO |
| Bionovo, Inc | BNVI |
| Blackstone/GSO Senior Floating | BSL |
| Celcius Holdings Inc | CELH |
| China Biotics | CHBT |
| China Carbon | CHGI |
| China Gerui Advanced Materials | CHOP, CHOPW |
| China Hydroelectric | CHC |
| China Integrated Energy | CBEH |
| China New Borun | BORN |
| China-Biotics | CHBT |
| CIBT Education Group | CIBT |
| ClearBridge Energy MLP | CEM |
| CNS Response | CNSO |
| Conextant | CNXT |
| Converted Organics | COINU |
| Cormedix, Inc | CRMD |
| Cushing MLP Total Return Fund | SRV |
| Cytomedix | GTF |
| Décor Products Internation | DCRD |
| Decath | DCTH |
| Deyu Agriculture | ECBI |
| Duoyuan Printing | DYP |
| Eaton Vance Tax-Adv Bond/Opt Strt | EXD |
| Energy Income & Growth Fd | FEN |
| Fed Enhanced Treas Inc Fd | FTT |
| First Buse | BUSE |
| Generex Biotechnology | GNBT |
| Hemispherix | HEB |
| Hong Kong Highpower | HPJ |
| ICOP Digital | ICOP |
| ING Infrastructure Dev Eq Fd | IDE |
| IntegraMed America inc | INMD |
| INX Inc. | INXI |
| Kingtone Wireless | KONE |
| Kit Digital | KITD |
| Neostem | NBS |
| Nile Therapeutics, Inc | NLTX |
| Northwest Biotherapeutics | NWBO |
| NovaBay Pharmaceuticals | NBY |
| Noveko | NKOFF |
| Nuokang Medicine | NKBP |
| Nuveen | MTB |
| Nuveen Enhanced Muni value Fund | NEV |
| Nuveen Mort Oppt term Fd 2 | JMT |
| Nuveen Mortgage Oppt Term Fund | JLS |
| Overland Data | OVRL |
| 73 Results | Page 1 of 2 >> |