Maxim Group

Third-party Research Disclosures

Please see below for the appropriate third-party research disclosures for the following companies with regard to Maxim Group and its affiliates.

Received Investment Banking Compensation

Maxim Group received compensation for investment banking services from the following companies in the past 12 months.

Company Name Ticker Symbol
5 Barz International BARZ
Acorn Energy ACFN
Advaxis Inc. ADXS
Agenus Inc. AGEN
Ares Multi-Strategy Credit Fund ARMF
Arno Therapeutics ARNI
Athersys Inc. ATHX
Axion Power International Inc. AXPW
Azteca Acquisition Corp. AZTAU
Bio-Path Hoildings Inc. BPTH
BioRestorative Therapies Inc. BRTX
Blue Calypso Inc. BCYP
Box Ships TEU
Catalyst Pharmaceutical Partners Inc. CPRX
Cellular Biomedicine Group Inc. CBMG
China Growth Equity Investment CGEI
Clean Coal Technologies Inc. CCTC
Cormedix Inc. CRMD
Epigenomics AG EPGNF
Galena Biopharma, Inc. GALE
Global Defense & National Security Systems Inc. DGEF
Good Times Restaurants Inc. GTIM
Hemispherx Biopharma Inc. HEB
IntelliCell BioSciences Inc. SVFC
Isoray, Inc. ISR
Keryx Pharmaceuticals Inc. KERX
MCW Energy Group Limited MCW.V
Medgenics, Inc. MDGN
Medifocus Inc. MDFZF
Miller Energy Resources Inc. MILL
Moko Social Media Limited MOKOY
Musclepharm MPH1.BE
Nautilus Inc. NLS
Netsol Technologies Inc. NTWK
Oculus Innovative Sciences OCLS
Oncosec Medical Incorporated ONCS
OphthaliX Inc. OPLI
Paragon Shipping PRGN
Premier Alliance Group PIMO
Prima Biomed Ltd. PBMD
Profire Energy Inc. PFIE
Provectus Biopharmaceuticals Inc. PVCT
ReNeuron Group RNUGF
Reven Housing REIT, Inc. RVEN
Rexahn Pharmaceuticals RNN
RiceBran Technologies RIBT
Soligenix, Inc. SNGX
SuperCom Ltd SPCB
Syneron Medical Ltd. ELOS
Targeted Medical Pharma, Inc. TRGM
61 Results Page 1 of 2