Type: Public Offering

AGBA_Acquisition_limited_IPO_40_Million

Posted in Recent Developments, Recent Transactions, Type: Public Offering | Comments Off

Hemispherx_IPO_5.3_Million_March_2019

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Inovio_Convertible_bond_65_Million_February_2019

Posted in Recent Transactions, Sector: Healthcare, Sector: Technology, Type: Public Offering | Comments Off

Priority_income_Fund_Preferred_Stock_Offering_35_Million_February_2019

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Milestone_CMPO_2_Million_February_2019

Posted in Recent Transactions, Sector: Healthcare, Sector: Technology, Type: Public Offering | Comments Off

PIMCO_Initial_Public_Offering_800_Million_January_2019

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

taronis_technologies_cmpo_13-5_million_february-2019

Posted in Recent Transactions, Sector: Technology, Type: Public Offering | Tagged , , | Comments Off

Applied_DNA_Confidentially_Marketed_Public_Offering_$2_8 Million_December_2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Eeme_LLC_M&A_December_2018

Posted in Sector: Other, Type: Public Offering | Comments Off

Neurotrope_Registered_Direct_Offering_$22_5 Million_December_2018

Posted in Sector: Healthcare, Type: General Advisory, Type: Public Offering | Comments Off

Gladstone_Land_Corporation_Follow_On_Offering_$18_2 Million_December_2019

Posted in Sector: Other, Type: Public Offering | Comments Off

Medalist_Diversified_REIT_Initial_Public_Offering_$2_4 Million

Posted in Sector: Other, Type: Public Offering | Comments Off

Tuanche_Limited_Initial_Public_Offering_$20_3 Million

Posted in Sector: Other, Type: Public Offering | Comments Off

Toughbuilt_Industries_Initial_Public_Offering_$13_4 Million

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

RA_Medical_Systems_Follow_On_Offering_$66_3 Million_ September 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Viking_Therapeutics_Follow_On_Offering_$175_8 Million_September 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Bio_Key_Confidentially_Marketed_Public_Offering_$2_1 Million_August 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Bionano_Genomics_Initial_Public_Offering_$20_6 Million_August 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Tenzing_Acquisition_Initial_Public_Offering_$66_7 Million_August 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Aridis_Initial_Public_Offering_$26_0 Million_August 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Senestec_Rights_Offering_ $6_2 Million_August 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Biocept_Rights_Offering_$11_6 Million_August 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Ecoark_Registered_Direct_Offering_$4_8 Million_August 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Adamis_Pharmaceuticals_Follow_On_Offering_$35_0 Million_August 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Cytori_Therapeutics_ Rights_Offering_$6_7 Million_July 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Dolphin_Digital_Media_Follow_On_Offering_$6_0 Million_July 2018

Posted in Sector: Other, Type: Public Offering | Comments Off

Sellas_Life_Sciences_Group_Follow_On_Offering_ $24_2 Million_July 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Saratoga_Investment_Corp_Follow_On_Offering_$28_8 Million_July 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Contravir_Rights_Offering_$10_8 Million_ July 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Entera_ Bio_Initial Public Offering_$11_2 Million_ June 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Galmed Pharmaceuticals_Follow-On_ Offering_$75_0 Million_June 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Pavmed_Rights_ Offering_$10_4 Million_June 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Prospect _Capital_ Corporation_Follow-On_ Offering_$50_0 Million_June 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Viking_Therapeutics_Follow-On_ Offering_$67_5 Million_June 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Atossa_Genetics_Rights_Offering_$13_3 Million_May 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Airborne_Wireless_Follow_On-Offering_$8_0Million_May 2018

Posted in Sector: Technology, Type: Public Offering | Comments Off

Coherus_Biosciences_Follow-On_Offering_$75_0Million_May 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Amedica_Convertible_Preferred_ Stock_Offering_$15_0_Million_May 2018

Posted in Sector: Healthcare, Type: PIPEs & Private Placements, Type: Public Offering | Comments Off

Hemixpherx_ Biopharma_Follow_On_Offering_$2_6 Million_April 2018

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Helios_and Matheson_Follow_On_Offering_$30_3 Million_April 2018

Posted in Sector: Technology, Type: Public Offering | Comments Off

Sphere_3D_Follow_On_Offering_$2_4 Million_April 2018

Posted in Sector: Other, Type: Public Offering | Comments Off

New_Age_Beverage_CMPO_$4_5 Million_ April 2018

Posted in Sector: Other, Type: Public Offering | Comments Off

Gladstone Land_ Follow_On Offering_$13_4 Million_March 2018

Posted in Sector: Other, Type: Public Offering | Comments Off

Alliance MMA Inc. _ Follow-On Offering_$2_2 Million_January 2018

Posted in Sector: Other, Type: Public Offering | Comments Off

Helios & Matheson Analytics_Follow-On Offering_$60_0 Million_December 2017

Posted in Sector: Technology, Type: Public Offering | Comments Off

Viking Therapeutics_Follow-On Offering_12_8 Million_December 2017

Posted in Sector: Healthcare, Type: PIPEs & Private Placements, Type: Public Offering | Comments Off

Cytori Therapeutics_Rights Offering_$10_Million_November 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Implanet_Registered_Direct_Offering_€1_8 Million_November 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

MVC Capital Inc_Fixed Income Offering_$100_Million_ November 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Jaguar Health Inc_Follow-On Offering_4_3_Million_ September 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

XAI Octagon Floating Rate & Alternative Income Term Trust_IPO_72_5_Million_ September 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Nuveen Emerging Markets Debt2022 Target Term Fund_IPO_130_0_ Million_September 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Investment Corporation_Follow-on Offering _12_3_Million_September 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

I-AM Capital Acquisition Company_IPO_52_0 Million_August 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Intech Pharma_Follow_On_Offering_50_0_Million_August 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Omeros_Follow_On_Offering_68_3_Million_August 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Inovio Pharmaceuticals_Follow-on _Offering_75_0 Million_July 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Gladstone Commerical Corporation _Follow-on_Offering_23_6 Million_July 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Mynd Analytics_Follow-On_Offering_8_8 Million_ July 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Interpace Diagnostics_Follow_On_Offering_13_7 Million_June 2017

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

NESR_Initial_Price Offering_210_0 Million_May 2017

Posted in Sector: Energy, Type: Public Offering | Comments Off

Gladstone Investment_Follow_on Offering_19_7 Million_May 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Immune Pharmaceuticals_Follow_on Offering_3_4 Million_May 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Contravir Pharmaceuticals_Follow_On Offering_12_0 Million_April 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Adamis Pharmaceuticals_Follow_On Offering _17_3_Million_April 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Whitestone REIT_Follow_On Offering_91_0_Million_April 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Cytori Therapeutics_Follow_on Offering_9_5 Million_April 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

BiolineRX_Follow-On Offering_25_0_Million_March 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

CytoSorbents_Follow-On Offering_10_0_Million_March 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Naked Brand Group_ATM_5_5 Million_April 2017

Posted in Sector: Other, Type: Public Offering | Comments Off

Nuveen Investments_Initial Public Offering_291_8_ Million_March 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

BlackRock_Follow-on offering_210_0_Million_February 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Medley LLC_Fixed Income Offering_30_0_Million_February 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Copsync_Registered Direct Offering _1_1_Million_February 2017

Posted in Sector: Technology, Type: Public Offering | Comments Off

Celsion Corporation_Follow-On Offering_5_0_Million_February 2017

Posted in Sector: Technology, Type: Public Offering | Comments Off

Pennantpark Floating Rate Capital LTD_Follow-on Offering_68_1_Million_February 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

New Age Beverage_Follow-on Offering_15_0_Million_February 2017

Posted in Sector: Other, Type: Public Offering | Comments Off

Interpace Diagnostics_Registered Direct Offering_3_9_Million_February 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Athersys Inc_Follow-on Offering_20_0_Million_January 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

KeyW Holding Corp_Follow-On Offering_89_3_Million_January 2017

Posted in Sector: Technology, Type: Public Offering | Comments Off

Nuveen Preferred and Income 2022 Term Fund_Initial Price Offering_162_5_Million_January 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Interpace Diagnostics_Registered Direct_4_0 Million_January 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Amedica_CMPO_4_5_Million_January 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Medley LLC_Fixed Income Offering_750_Million_January 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

COPsync_Registered Direct_1_2_Million_January 2017

Posted in Sector: Technology, Type: Public Offering | Comments Off

Interpace Diagnostics_Registered Direct_4_3_Million_January 2017

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Workhorse_Warrant Restructuring_3_9 Million_December 2016

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

First Trust_IPO_325_0 Million_December 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Abeona Therapeutics_Follow On_16_0 Million_October 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Aeterna Zentaris_Registered Direct_7_6 Million_October 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Gladstone Capital_Follow-On Offering_16_0 Million_October 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Ocean Power_Follow On_42_0 Million_October 2016

Posted in Sector: Energy, Type: Public Offering | Comments Off

RiverNorth_210_0 Million_Follow On_September 2016

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Sito_10_0 Million_Follow On_September 2016

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

MI Acquisition_50_0 Million_IPO_September 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

medigus_1_5 million_registered direct_september 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Solar Senior_67_0 Follow On_September 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Provectus_6_0 Million_CMPO_August 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Nuveen High Income_245_0 Million_IPO_August 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Sophiris_26_0 Million_Follow On_August 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Stellar Acquisition III_IPO_Sole Book Runner_August 2016

Posted in Recent Transactions, Type: Public Offering | Comments Off

Gladstone Land_25_0 Million_Follow On Offering_August 2016

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Immunocellular_7_4 Million_Follow_On Offering_August 2016

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Check-Cap_5_9 Million_Registered Direct_August 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Seanergy_4_9 Million_Registered Direct_August 2016

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Cesca_2_5 Million_Registered Direct_Sole Placement Agent_August 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Adamis_11_1 Million_Registered Direct_August 2016

Posted in Featured Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Onconova_17_4 Million_Rights Offering_July 2016

Posted in Featured Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Amedica_12_7 Million_Follow On_July 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Stellar Biotech_6_8 Million_Registered Direct_June 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Seaspan Corporation_115_Million_Preferred Stock Offering_June 2016

Posted in Featured Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Cytori_17_1 Million_Rights Offering_June 2016

Posted in Featured Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Viking Therapeutics_Follow On Offering_9_4 Million_April 2016

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

BioPharmX_Follow On_4_3 Million_March 2016

Posted in Featured Transactions, Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

StemCells_Follow On_8_0 Million_March 2016

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Jensyn Acquisition_Initial Public Offering_39_0 Million_March 2016

Posted in Featured Transactions, Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

RiceBran_Registered Direct_3_Million_February 2016

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Mast Therapeutics_Follow On_8_0 Million_February 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Nuveen_IPO_95_Million_January 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Galena Biopharma_Follow-On_21_7 Million_January 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Epizyme_Follow On_138_Million_January 2016

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

RiverNorth_IPO_75_Million_December 2015

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Gladstone_Follow On Offering_7_9 Million

Posted in Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Aeterna Zentaris_Follow On Offering_16_7 Million_December 2015

Posted in Featured Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Prospect Capital_Fixed Income_150_0 Million_December 2015

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

The Joint Corp_Follow On_12_5 Million_November 2015

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

COPsync_Follow On_10_6 Million_November 2015

Posted in Sector: Technology, Type: Public Offering | Comments Off

Mesoblast_Follow On_68_8 Million_November 2015

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Nuveen_Initial Public Offering_261_Million_November 2015

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

OncoSec Medical_Registered Direct_7_5 Million_Financial Advisor

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Novabay_Registered Direct_2_5 Million_October 2015

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Blue Earth_Registered Direct_4_0 Million_October 2015

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Cerecor_Initial Public Offering_26_1 Million_October 2015

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

First Trust Dynamic Europe Equity Income Fund_IPO_330_0_Million_September 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Benitec Biopharma_Initial Public Offering_13_8 Million_August 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Perseon_Follow-On Offering_5_2 Million_July 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Nuveen High Income_Initial Public Offering_124_0 Million_July 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

General Employment_Follow-On Offering_7_3 Million_July 2015

Posted in Recent Transactions, Sector: Other, Type: Public Offering | Comments Off

Trovagene_Follow-On Offering_40_3 Million_July 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Wheeler_Exchange Offer_22_9 Million_August 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Biopath Holdings_At-the_Market_25_0 Million_June 2015

Posted in Sector: Healthcare, Type: Public Offering | Comments Off

Oxford Lane Capital_Preferred Stock Offering_30_0 Million_June 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Provectus_Follow-On Offering_13_1 Million_June 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Oxford Lane_Follow-On Offering_28_2 Million_June 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Neostem_Follow-On_25_0 Million_May 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Neurometrix_Follow-On Offering_14_7 Million_May 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

AllianzGi Diversity Income_Initial Public Offering_280_0 Million_May 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Recon Technology_At-the-Market Offering_10_0 Million_May 2015

Posted in Recent Transactions, Sector: Technology, Type: Public Offering | Comments Off

Gladstone Land_Follow-On Offering_14_3 Million_May 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Hemisphere_Follow-On Offering_38_3 Million_May 2015

Posted in Recent Transactions, Sector: Technology, Type: Public Offering | Comments Off

Gladstone Investment_Preferred Stock Offering_35_0 Million_May 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

OpGen_Intial Public Offering_17_1 Million_May 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Inovio_Follow-On Offering_76_0 Million_April 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Atlantic Alliance Partnership_Initial Public Offering_75_0 Million_April 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

StemCells_Follow-on Offering_25_0 Million_April 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Opexa_Rights Offering_13_8 Million_April 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Applied DNA_Follow-On Offering_12_0 Million_March 2015

Posted in Recent Transactions, Sector: Technology, Type: Public Offering | Comments Off

Calamos Dynamic_Initial Public Offering_609_5 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Horizon Technology Finance_Follow-On Offering_33_2 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler_Preferred Stock Offering_90_0 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Arlington Asset_Fixed Income Offering_32_0 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Galena Biopharma_Follow-On Offering_40_9 Million_March 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

ADMA Biologics_Follow-On Offering_11_3 Million_March 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Gladstone Investment_Follow-On Offering_27_9 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Genetic Technologies_Registered Direct_14_5 Million_March 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Bioline RX_Follow-On Offering_25_0 Million_March 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Aeterna_Follow-On Offering_37_0 Million_March 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Check Cap_Initial Public Offering_12_0 Million_February 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Trovagene_Follow-On Offering_23_0 Million_February 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Ziopharm_Follow-On Offering_100_6 Million_February 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Omeros Corporation_Follow-On Offering_$84_0 Million_January 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Auspex Pharmaceuticals_Follow-On Offering_$259_9 Million_January 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Keryx_Follow-On Offering_$126_5 Million_January 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Oculus Innovation Sciences_Follow-On Offering_$6_3Million_January 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Anworth Mortgage_Follow-On Offering_$7_4 Million_January 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Adamis_Follow-On Offering_11_5 Million_January 2015

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Miller Howard High Income Equity Fund_Initial Public Offering_245_0 Million_November_2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

New York Mortgage Trust_Follow-On_114_4 Million_November_2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane_Fixed Income Offering_25_0 Million_November_2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Applied DNA Sciences_Follow-On_9_3_November_2014

Posted in Recent Transactions, Sector: Technology, Type: Public Offering | Comments Off

Capnia_Initial Public Offering_10_7 Million_November_2014

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Fifth Street_Initial Public Offering_102_0 Million_October 2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

BlackRock Science and Technology Trust_Initial Public Offering_420_0 Million_October_2014

Posted in Recent Transactions, Type: Public Offering | Comments Off

Tombstone-Axion Power-Follow-On-6_1MM

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Quest Energy Public

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Foamix-Healthcare-Public-40.2MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Immunovaccine-healthcare-publicofferings-C$8.7mil

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Paragon-industrials-$25mil

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Fifthstreet-financial-publicofferings-$294.3mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Miller-Energy-Public-17-1

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Fxenergy-enery-publicoffering-$20mil

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Contrafect-healthcare-publicoffering-$41.3mil

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

RiceBran Other Public 7.5

Posted in Recent Transactions, Sector: Other, Type: Public Offering | Comments Off

RCS Capital Follow-on 486.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Five Oaks Follow-on 38.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

BSD medical Registered direct 5.2MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Duff & Phelps Initial Public Offering 485.0 MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Peregrine Preferred 17.5MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Cesca Followon 11.3MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Profire Energy_ Follow-on_ 26_9 Million_June 2014

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

AmericanCapMortgage-Financial-175mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane Fixed Income 28.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Fixed Income 61.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Americancapitalmortgage Fixedincome-50.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler Preferred Stock Offering 20.7MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

NYMT Follow-on 113.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Medley Follow-on 79.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Boxships FIXED INCOME 8.2MM

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Bioline-health-public-24_2mm

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Seaspan-Industrials-PublicOffering-345mil

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Omeros-HEalthcare-PublicOffering-40-3mil

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Nuveen-Other-PublicOffering-255mil

Posted in Recent Transactions, Sector: Other, Type: Public Offering | Comments Off

Galmed HEalthcare Public Offering 44.4

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

First Trust Energy Public Offering 440mil

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

ARlington Financil Public Offering 83.9

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

IsoRay REGISTERED DIRECT 14.7MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Magic Health Public 58.7

Posted in Recent Transactions, Sector: Technology, Type: Public Offering | Comments Off

Boulevard public 220.5mm

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Agenus public 60mm

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Inovio-health-public-63_3mm

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Peregrine public 19.4mm

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Paragonship public 42.4mm

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Keryx Healthcare PublicOffering 115.1mil

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

FullCircle Financil Public Offering 13.5mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Medley Financil Public Offering 84mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Orchard Island Follow-on 22.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Aeterna Followon 13.2MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Athersys Registered Direct 20.5MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Bio-Path Holdings, Inc. 15.0MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

RiceBran technology 9.-9mil

Posted in Recent Transactions, Sector: Other, Type: Public Offering | Comments Off

Five Oaks Fixed Income 20.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane Follow-on 39.8MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Aeterna Followon 15.1MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Z-Trim REGISTERED DIRECT 1.4MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Athersys-healthcare-Public-20.0

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Boxships-Industrial-Public-9-4mil

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

LevyAquisition-Financial-PublicOffering-150mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Tekmira Followon 34.5MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Stemcells Followon 18.6MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

ADMA IPO 26.5MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Gastar FIXED INCOME 53.5MM

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Acorn Energy FOLLOWON 11.5MM

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Medley Follow-on 79.7MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Fifthstreet Follow-on 159.8MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Fiduciary Claymore Follow-on 71.9MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oncosec Followon 12.0MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Galena Followon 37.6MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Catalyst Followon 15.1MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Paragon FOLLOWON 34.5MM

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Global Defense IPO 60.0MM

Posted in Recent Transactions, Sector: Industrials & Transportation, Type: Public Offering | Comments Off

Miller Energy FIXEDINCOME 25.00MM

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Wheeler Follow-on 13.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

THL Credit Initial Public Offering 132.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Organovo Followon 46.6MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Isoray Followon 3.7MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Brainstorm Follow on 4.0MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Aastrom Follow-on 8.7MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

PowerSecure FOLLOWON 36.8MM

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Oramed REGISTERED DIRECT 4.6MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

Axion PIPE 10.0MM

Posted in Recent Transactions, Sector: Energy, Type: Public Offering | Comments Off

Intellipharmaceutics REGISTERED DIRECT 3.1MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off

NovaBay REGISTERED DIRECT 5.2MM

Posted in Recent Transactions, Sector: Healthcare, Type: Public Offering | Comments Off