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Our Locations
Corporate Headquarters
Maxim Group LLC
405 Lexington Ave
New York, NY 10174
Tel: 800-724-0761
Tel: 212-895-3500
Fax: 212-895-3555
West Palm Beach, FL
105 S Narcissus Ave, Suite 222
West Palm Beach, FL 33401
Tel: 800-724-0761
Tel: 561-508-4433
Fax: 561-508-6253
Red Bank, New Jersey
246 Maple Avenue
Red Bank, NJ 07701
Tel: 800-724-0761
Tel: 732-784-1900
Fax: 732-784-1982
San Rafael, CA
4040 Civic Center Drive, Suite 200
San Rafael, CA 94903
Tel: 800-724-0761
Tel: 212-895-3670
Woodbury, Long Island
20 Crossways Park Dr North
Suite 304
Woodbury, NY 11797
Tel: 800-537-6923
Tel: 516-393-8300
Fax: 516-364-1310
Type: PIPEs & Private Placements
ToughBuilt PIPE 5 Million
Posted in Recent Transactions, Type: PIPEs & Private Placements
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Bio-Key PIPE 3.6 Million
Posted in Recent Transactions, Type: PIPEs & Private Placements
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Soliton_PIPE_9.5_Million
Posted in Recent Developments, Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements, Uncategorized
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Medalist_PIPE_1.3_Million
Posted in Recent Developments, Recent Transactions, Type: PIPEs & Private Placements
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23_Restaurant_Holdings_Private_Placement_1_Million_January_2019
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements
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Pavmed_Private_Placement_$7_0 Million_December_2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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23 Restaurant_Holdings_Private_Placement_$3_6 Million_December_2018
Posted in Sector: Other, Type: PIPEs & Private Placements
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LB_Pharmaceuticals_Private_Placement_$6_3 Million
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Elucida_Oncology_Private_Placement_$8_2 Million _ October 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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iFresh_ Inc_Registered_Direct _Offering_ $2_6 Million_October 2018
Posted in Sector: Other, Type: PIPEs & Private Placements
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Magne_Gas_Registered_Direct_Offering_$5-0 Million_October 2018
Posted in Sector: Energy, Type: PIPEs & Private Placements
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Biocept_Registered_Direct_Offering_$2_5 Million_September 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Sensus_Healthcare_Follow-On_Offering_$17_2 Million_September 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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X4_Pharmaceuticals_Private_Placement_$5_0_Million_September 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Perficient_Debt_Offering_$125_0 Million_ September 2018
Posted in Sector: Technology, Type: PIPEs & Private Placements
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Vedantra_Pharmaceuticals_Private_Placement_$2_1 Million_August 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Saratoga_Investment_Notes_Offering_ $35_0 Million_August 2018
Posted in Sector: Financial Services, Type: PIPEs & Private Placements
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Virtual_Health_Partners_ Private_Placement_$2_7 Million_June 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Priority_ Income _Fund_Preferred Stock Offering_$34_0 Million_June 2018
Posted in Sector: Financial Services, Type: PIPEs & Private Placements
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Senestech_Warrant Restructuring_$1_6 Million_ June 2018
Posted in Sector: Technology, Type: PIPEs & Private Placements
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Brainstorm _Cell _Therapeutics_Warrant _Restructuring_$12_3 Million_June 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Immune_Pharmaceuticals_PIPE_$2_2Million_May 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Amedica_Convertible_Preferred_ Stock_Offering_$15_0_Million_May 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements, Type: Public Offering
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GenPrex_PIPE_$10_0_Million_May 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Marina_Biotech_ Private_Placement_$11_7 Million_ April 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Sphere3D_Warrant Solicitation_ $4_0 Million_ March 2018
Posted in Sector: Technology, Type: PIPEs & Private Placements
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Ecoark_Registered Direct_$4_2 Million_March 2018
Posted in Sector: Other, Type: PIPEs & Private Placements
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Sino-Global Shipping_Registered Direct_ $3_0 Million_ March 2018
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements
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Amedica_Warrant_Solicitation_$10_0 Million_ March 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Actinium_Rights_Offering_$15_4 Million_March 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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RegeneRX_Warrant_Solicitation_ $1_0 Million_ March_ 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Inpixon_Registered_Direct_Offering_$18_0 Million_February 2018
Posted in Sector: Financial Services, Type: PIPEs & Private Placements
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Helios + Matheson Analytics Inc_Follow_On_Offering_$105_1 Million_February 2018
Posted in Sector: Other, Type: PIPEs & Private Placements
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Viveve Medical Inc_CMPO_$34_5 Million_February 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Oncosec Medical_Follow_On Offering_$23_0 Million_February 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Viking Therapeutics inc_Follow_On Offering_$63_3 Million_February 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Vuzix_Registered Direct_ $30_0 Million_January 2018
Posted in Featured Transactions, Recent Transactions, Sector: Technology, Type: PIPEs & Private Placements
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Recon Technology_Registered Direct Offering_$6_0 Million_January 2018
Posted in Featured Transactions, Recent Transactions, Sector: Technology, Type: PIPEs & Private Placements
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Payment Data Systems_Registered Direct_$3_0 Million_ December 2017
Posted in Sector: Technology, Type: PIPEs & Private Placements
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NXT-ID_Registered Direct_$7_0 Million_December 2017
Posted in Sector: Other, Type: PIPEs & Private Placements
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Dolphin Entertainment_Follow On_$5_0 Million_ December 2017
Posted in Sector: Other, Type: PIPEs & Private Placements
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Reed’s Inc_ Rights Offering_ $14_0 Million_December 2017
Posted in Sector: Other, Type: PIPEs & Private Placements
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Atossa Genetics_Registered Direct_$1_4 Million_December 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Applied DNA Sciences_Registered Direct Offering_$4_8 Million_December 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Ellex_PIPE_A$23.0Million_December 2017
Posted in Sector: Technology, Type: PIPEs & Private Placements
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Viking Therapeutics_Follow-On Offering_12_8 Million_December 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements, Type: Public Offering
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X4 Pharmaceuticals_Private_Placement_27_8 Million_November 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Atossa Genetics_Follow-On Offering_5_0_Million_October 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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RumbleOn_Follow-On Offering_16_0_Million_October 2017
Posted in Sector: Other, Type: PIPEs & Private Placements
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Immune Pharmaceuticals_Follow-On Offering_18_0_Million_October 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Abeona Therapeutics_Follow-On Offering_80_0_Million_October 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Elucida_Private_Placement_1_0 Million_August 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Quantum Genomics_PIPE_€8_2 Million_ July 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Immunocellular Therapeutics_Preffered_Stock Offering_5_0 Million_July 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Trovagene_Registered_Direct Offering_7_1 Million_July 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Prima Bio Med_Registered_Direct Offering_5_0 Million_June 2017
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Titan Medical_CAD_ Follow_On Offering_7_3 Million_June 2017
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Seanergy Maritime_ATM_2_9_ Million_June 2017
Posted in Recent Transactions, Sector: Industrials & Transportation, Type: PIPEs & Private Placements
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Viking Therapeutics_Registered Direct_ 4_3 Million_June 2017
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Nephros Inc_PIPE_1_2_Million_March 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Centrexion Corp_Private Placement_16_8_Million_January 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Aridis_Private Placement_18_6 Million_January 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Seanergy_Registered Direcot_3_6 Million_November 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Xtant_7_4 Million_Rights Offering_November 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Implanet_6_9 Million_Rights Offering_November 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Applied DNA_PIPE_Lead Placement Agent_October 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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88 Energy_PIPE_A11_0 Million_October 2016
Posted in Sector: Energy, Type: PIPEs & Private Placements
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Capnia_13_8 Million_Private Placement_September 2016
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Blue Sphere_1_4 Million_PIPE_July 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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RegeneRX Biopharma_1_8 Million_PIPE_June 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Centrexion_30_2 Million_PP_June 2016
Posted in Featured Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Sapience_22_5 Million_PP_May 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Arch Therapeutics_PIPE_3_4 Million_May 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Eden Energy_PIPE_7_5 Million_May 2016
Posted in Sector: Energy, Type: PIPEs & Private Placements
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Quantum Genomics SA_PIPE_9_8 Million_March 2016
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Blue Sphere_PIPE_1_9 Million_February 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Blue Sphere_PIPE_3_0 Million_December 2015
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements
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Admedus_PIPE_4_98 Million_December 2015
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Applied DNA Sciences_Registered Direct_8_75 Million_November 2015
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Viveve_PIPE_6_0 Million_November 2015
Posted in Sector: Healthcare, Type: PIPEs & Private Placements
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Workhorse_PIPE_8_8 Million_November 2015
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements
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Axion Power_PIPE_9_0 Million_November 2015
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements
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Capnia_PIPE_10_0 Million_October 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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CESCA Therapeutics_PIPE_5_5 Million_August 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Cytori_Registered Direct_4_9 Million_August 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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X4 Pharmaceuticals_Private Placement_37_5 Million_August 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Dario_PIPE_1_5 Million_November 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Neovacs_PIPE_E 7_5 Million_June 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Pluristem_Registered Direct_17_0 Million_June 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Rock Creek_Registered Direct_3_7 Million_June 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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WaveGuide_Private Placement_27_0 Million_June 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Oncosec_Registered Direct_13_6 Million_June 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Nova Lifestyle_Registered Direct_4_0 Million_May 2015
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements
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Celsion_Registered Direct_8_0 Million_May 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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NovaBay_PIPE_6_9 Million_June 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Cytori_Registered Direct_19_4 Million_May 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Alexium_Private Placement_8_5 Million_May 2015
Posted in Recent Transactions, Sector: Industrials & Transportation, Type: PIPEs & Private Placements
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Remark Media_Registered Direct_3_4 Million_March 2015
Posted in Recent Transactions, Sector: Technology, Type: PIPEs & Private Placements
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NovaBay_PIPE_4_9 Million_March 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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GeoVax_PIPE_Up to 6_0 Million_February 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Brainstorm_Warrant Solicitation Agent_13_3 Million_January 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Edge Therapeutics_Private Placement_16_5_Million_December 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Acorn Energy_PIPE_4_5 Million_October_2014
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements
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Tombstone-RiceBran-PIPE-6_4MM
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements
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Lpath-healthcare-PIPE-12-5mil
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Wheeler-$20.5Million-Sept2014
Posted in Recent Transactions, Sector: Financial Services, Type: PIPEs & Private Placements
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Medifocus PIPE 1.5MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Restorgenex-healthcare-pipes-$35.6mil
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Real Goods Solar_ PIPE_ 7_0 Million_July 2014
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements
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Brain Storm PIPE 10.5MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Ricebran PIPE 4.9MM
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements
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Centrexion PRIVATE 31.9MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Anavex PIPE 10.0MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Benitec Biopharma PIPE 31.5MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Bio-Path Holdings Registered Direct 15.0MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Thermogenesis 6.7MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Epigenomics PIPE 15.5MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Wheeler PIPE 12.2MM
Posted in Recent Transactions, Sector: Financial Services, Type: PIPEs & Private Placements
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Profire Energy Inc. PIPE 4.7MM
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements
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Provectus PIPE 7.8MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Edge PRIVATE 17.9MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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ContraFect PRIVATE 11.8MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Cerecor PRIVATE 6_8MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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CBMG Pipe 4.0MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Solaigenex Energy 7-1mil
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements
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Inovio REGISTERED DIRECT 15.1MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Premier Alliance PIPE 13.1MM
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements
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Spend Smart PIPE 11.0MM
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements
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Arno Therapeutics PIPE 14.9MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Medgenics PIPE 9.5MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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Cryoport PIPE 9.4MM
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements
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