Type: PIPEs & Private Placements

ToughBuilt PIPE 5 Million

Posted on September 16, 2019
Posted in Recent Transactions, Type: PIPEs & Private Placements | Comments Off

Bio-Key PIPE 3.6 Million

Posted on September 16, 2019
Posted in Recent Transactions, Type: PIPEs & Private Placements | Comments Off

Soliton_PIPE_9.5_Million

Posted on July 30, 2019
Posted in Recent Developments, Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements, Uncategorized | Comments Off

Medalist_PIPE_1.3_Million

Posted on July 29, 2019
Posted in Recent Developments, Recent Transactions, Type: PIPEs & Private Placements | Comments Off

23_Restaurant_Holdings_Private_Placement_1_Million_January_2019

Posted on April 11, 2019
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements | Comments Off

Pavmed_Private_Placement_$7_0 Million_December_2018

Posted on December 27, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

23 Restaurant_Holdings_Private_Placement_$3_6 Million_December_2018

Posted on December 11, 2018
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

LB_Pharmaceuticals_Private_Placement_$6_3 Million

Posted on November 21, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Elucida_Oncology_Private_Placement_$8_2 Million _ October 2018

Posted on October 24, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

iFresh_ Inc_Registered_Direct _Offering_ $2_6 Million_October 2018

Posted on October 19, 2018
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Magne_Gas_Registered_Direct_Offering_$5-0 Million_October 2018

Posted on October 11, 2018
Posted in Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Biocept_Registered_Direct_Offering_$2_5 Million_September 2018

Posted on September 20, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Sensus_Healthcare_Follow-On_Offering_$17_2 Million_September 2018

Posted on September 13, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

X4_Pharmaceuticals_Private_Placement_$5_0_Million_September 2018

Posted on September 12, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Perficient_Debt_Offering_$125_0 Million_ September 2018

Posted on September 6, 2018
Posted in Sector: Technology, Type: PIPEs & Private Placements | Comments Off

Vedantra_Pharmaceuticals_Private_Placement_$2_1 Million_August 2018

Posted on August 28, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Saratoga_Investment_Notes_Offering_ $35_0 Million_August 2018

Posted on August 21, 2018
Posted in Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Virtual_Health_Partners_ Private_Placement_$2_7 Million_June 2018

Posted on June 27, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Priority_ Income _Fund_Preferred Stock Offering_$34_0 Million_June 2018

Posted on June 27, 2018
Posted in Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Senestech_Warrant Restructuring_$1_6 Million_ June 2018

Posted on June 20, 2018
Posted in Sector: Technology, Type: PIPEs & Private Placements | Comments Off

Brainstorm _Cell _Therapeutics_Warrant _Restructuring_$12_3 Million_June 2018

Posted on June 7, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Immune_Pharmaceuticals_PIPE_$2_2Million_May 2018

Posted on May 15, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Amedica_Convertible_Preferred_ Stock_Offering_$15_0_Million_May 2018

Posted on May 14, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements, Type: Public Offering | Comments Off

GenPrex_PIPE_$10_0_Million_May 2018

Posted on May 9, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Marina_Biotech_ Private_Placement_$11_7 Million_ April 2018

Posted on April 16, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Sphere3D_Warrant Solicitation_ $4_0 Million_ March 2018

Posted on March 16, 2018
Posted in Sector: Technology, Type: PIPEs & Private Placements | Comments Off

Ecoark_Registered Direct_$4_2 Million_March 2018

Posted on March 14, 2018
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Sino-Global Shipping_Registered Direct_ $3_0 Million_ March 2018

Posted on March 14, 2018
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements | Comments Off

Amedica_Warrant_Solicitation_$10_0 Million_ March 2018

Posted on March 8, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Actinium_Rights_Offering_$15_4 Million_March 2018

Posted on March 5, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

RegeneRX_Warrant_Solicitation_ $1_0 Million_ March_ 2018

Posted on March 2, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Visiomed_PIPE_€6.2 Million_February 2018

Posted on February 26, 2018
Posted in Type: PIPEs & Private Placements | Comments Off

Inpixon_Registered_Direct_Offering_$18_0 Million_February 2018

Posted on February 15, 2018
Posted in Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Helios + Matheson Analytics Inc_Follow_On_Offering_$105_1 Million_February 2018

Posted on February 13, 2018
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Viveve Medical Inc_CMPO_$34_5 Million_February 2018

Posted on February 8, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Oncosec Medical_Follow_On Offering_$23_0 Million_February 2018

Posted on February 2, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Viking Therapeutics inc_Follow_On Offering_$63_3 Million_February 2018

Posted on February 2, 2018
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Vuzix_Registered Direct_ $30_0 Million_January 2018

Posted on January 24, 2018
Posted in Featured Transactions, Recent Transactions, Sector: Technology, Type: PIPEs & Private Placements | Comments Off

Recon Technology_Registered Direct Offering_$6_0 Million_January 2018

Posted on January 22, 2018
Posted in Featured Transactions, Recent Transactions, Sector: Technology, Type: PIPEs & Private Placements | Comments Off

Payment Data Systems_Registered Direct_$3_0 Million_ December 2017

Posted on December 21, 2017
Posted in Sector: Technology, Type: PIPEs & Private Placements | Comments Off

NXT-ID_Registered Direct_$7_0 Million_December 2017

Posted on December 21, 2017
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Dolphin Entertainment_Follow On_$5_0 Million_ December 2017

Posted on December 21, 2017
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Reed’s Inc_ Rights Offering_ $14_0 Million_December 2017

Posted on December 20, 2017
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Atossa Genetics_Registered Direct_$1_4 Million_December 2017

Posted on December 20, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Applied DNA Sciences_Registered Direct Offering_$4_8 Million_December 2017

Posted on December 20, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Ellex_PIPE_A$23.0Million_December 2017

Posted on December 13, 2017
Posted in Sector: Technology, Type: PIPEs & Private Placements | Comments Off

Viking Therapeutics_Follow-On Offering_12_8 Million_December 2017

Posted on December 7, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements, Type: Public Offering | Comments Off

X4 Pharmaceuticals_Private_Placement_27_8 Million_November 2017

Posted on November 1, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Atossa Genetics_Follow-On Offering_5_0_Million_October 2017

Posted on October 26, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

RumbleOn_Follow-On Offering_16_0_Million_October 2017

Posted on October 19, 2017
Posted in Sector: Other, Type: PIPEs & Private Placements | Comments Off

Immune Pharmaceuticals_Follow-On Offering_18_0_Million_October 2017

Posted on October 19, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Abeona Therapeutics_Follow-On Offering_80_0_Million_October 2017

Posted on October 16, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Elucida_Private_Placement_1_0 Million_August 2017

Posted on August 15, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Quantum Genomics_PIPE_€8_2 Million_ July 2017

Posted on July 27, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Immunocellular Therapeutics_Preffered_Stock Offering_5_0 Million_July 2017

Posted on July 18, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Trovagene_Registered_Direct Offering_7_1 Million_July 2017

Posted on July 14, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Prima Bio Med_Registered_Direct Offering_5_0 Million_June 2017

Posted on June 29, 2017
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Titan Medical_CAD_ Follow_On Offering_7_3 Million_June 2017

Posted on June 29, 2017
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Seanergy Maritime_ATM_2_9_ Million_June 2017

Posted on June 28, 2017
Posted in Recent Transactions, Sector: Industrials & Transportation, Type: PIPEs & Private Placements | Comments Off

Viking Therapeutics_Registered Direct_ 4_3 Million_June 2017

Posted on June 19, 2017
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Nephros Inc_PIPE_1_2_Million_March 2017

Posted on March 22, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Centrexion Corp_Private Placement_16_8_Million_January 2017

Posted on January 6, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Aridis_Private Placement_18_6 Million_January 2017

Posted on January 3, 2017
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Seanergy_Registered Direcot_3_6 Million_November 2016

Posted on November 23, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Xtant_7_4 Million_Rights Offering_November 2016

Posted on November 17, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Implanet_6_9 Million_Rights Offering_November 2016

Posted on November 16, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Applied DNA_PIPE_Lead Placement Agent_October 2016

Posted on October 27, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

88 Energy_PIPE_A11_0 Million_October 2016

Posted on October 24, 2016
Posted in Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Capnia_13_8 Million_Private Placement_September 2016

Posted on September 29, 2016
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Blue Sphere_1_4 Million_PIPE_July 2016

Posted on July 26, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

RegeneRX Biopharma_1_8 Million_PIPE_June 2016

Posted on June 27, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Centrexion_30_2 Million_PP_June 2016

Posted on June 15, 2016
Posted in Featured Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

REEDS_PIPE_2_4 Million_June 2016

Posted on June 6, 2016
Posted in Type: PIPEs & Private Placements | Comments Off

Sapience_22_5 Million_PP_May 2016

Posted on May 30, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Arch Therapeutics_PIPE_3_4 Million_May 2016

Posted on May 25, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Eden Energy_PIPE_7_5 Million_May 2016

Posted on May 15, 2016
Posted in Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Quantum Genomics SA_PIPE_9_8 Million_March 2016

Posted on March 17, 2016
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Blue Sphere_PIPE_1_9 Million_February 2016

Posted on February 17, 2016
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Blue Sphere_PIPE_3_0 Million_December 2015

Posted on December 28, 2015
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements | Comments Off

Admedus_PIPE_4_98 Million_December 2015

Posted on December 17, 2015
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Applied DNA Sciences_Registered Direct_8_75 Million_November 2015

Posted on November 23, 2015
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Viveve_PIPE_6_0 Million_November 2015

Posted on November 20, 2015
Posted in Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Workhorse_PIPE_8_8 Million_November 2015

Posted on November 12, 2015
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements | Comments Off

Axion Power_PIPE_9_0 Million_November 2015

Posted on November 5, 2015
Posted in Sector: Industrials & Transportation, Type: PIPEs & Private Placements | Comments Off

Capnia_PIPE_10_0 Million_October 2015

Posted on October 12, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

CESCA Therapeutics_PIPE_5_5 Million_August 2015

Posted on August 31, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Cytori_Registered Direct_4_9 Million_August 2015

Posted on August 27, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

X4 Pharmaceuticals_Private Placement_37_5 Million_August 2015

Posted on August 21, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Dario_PIPE_1_5 Million_November 2015

Posted on July 23, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Neovacs_PIPE_E 7_5 Million_June 2015

Posted on June 26, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Pluristem_Registered Direct_17_0 Million_June 2015

Posted on June 25, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Rock Creek_Registered Direct_3_7 Million_June 2015

Posted on June 17, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

WaveGuide_Private Placement_27_0 Million_June 2015

Posted on June 15, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Oncosec_Registered Direct_13_6 Million_June 2015

Posted on June 3, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Nova Lifestyle_Registered Direct_4_0 Million_May 2015

Posted on May 28, 2015
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements | Comments Off

Celsion_Registered Direct_8_0 Million_May 2015

Posted on May 28, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

NovaBay_PIPE_6_9 Million_June 2015

Posted on May 21, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Cytori_Registered Direct_19_4 Million_May 2015

Posted on May 5, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Alexium_Private Placement_8_5 Million_May 2015

Posted on May 4, 2015
Posted in Recent Transactions, Sector: Industrials & Transportation, Type: PIPEs & Private Placements | Comments Off

Remark Media_Registered Direct_3_4 Million_March 2015

Posted on March 30, 2015
Posted in Recent Transactions, Sector: Technology, Type: PIPEs & Private Placements | Comments Off

NovaBay_PIPE_4_9 Million_March 2015

Posted on March 4, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

GeoVax_PIPE_Up to 6_0 Million_February 2015

Posted on February 25, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Brainstorm_Warrant Solicitation Agent_13_3 Million_January 2015

Posted on January 9, 2015
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Edge Therapeutics_Private Placement_16_5_Million_December 2014

Posted on December 31, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Acorn Energy_PIPE_4_5 Million_October_2014

Posted on October 30, 2014
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Tombstone-RiceBran-PIPE-6_4MM

Posted on October 1, 2014
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements | Comments Off

Lpath-healthcare-PIPE-12-5mil

Posted on September 26, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Wheeler-$20.5Million-Sept2014

Posted on September 20, 2014
Posted in Recent Transactions, Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Medifocus PIPE 1.5MM

Posted on August 17, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Restorgenex-healthcare-pipes-$35.6mil

Posted on July 26, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Real Goods Solar_ PIPE_ 7_0 Million_July 2014

Posted on July 2, 2014
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Brain Storm PIPE 10.5MM

Posted on June 17, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Ricebran PIPE 4.9MM

Posted on March 17, 2014
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements | Comments Off

Centrexion PRIVATE 31.9MM

Posted on March 17, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Anavex PIPE 10.0MM

Posted on March 17, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Benitec Biopharma PIPE 31.5MM

Posted on February 17, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Bio-Path Holdings Registered Direct 15.0MM

Posted on January 17, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Thermogenesis 6.7MM

Posted on January 12, 2014
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Epigenomics PIPE 15.5MM

Posted on December 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Wheeler PIPE 12.2MM

Posted on December 17, 2013
Posted in Recent Transactions, Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Profire Energy Inc. PIPE 4.7MM

Posted on November 17, 2013
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Provectus PIPE 7.8MM

Posted on October 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Edge PRIVATE 17.9MM

Posted on September 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

ContraFect PRIVATE 11.8MM

Posted on August 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Cerecor PRIVATE 6_8MM

Posted on August 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

CBMG Pipe 4.0MM

Posted on August 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Solaigenex Energy 7-1mil

Posted on June 26, 2013
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Inovio REGISTERED DIRECT 15.1MM

Posted on March 17, 2013
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Premier Alliance PIPE 13.1MM

Posted on March 17, 2013
Posted in Recent Transactions, Sector: Energy, Type: PIPEs & Private Placements | Comments Off

Spend Smart PIPE 11.0MM

Posted on January 17, 2013
Posted in Recent Transactions, Sector: Other, Type: PIPEs & Private Placements | Comments Off

Arno Therapeutics PIPE 14.9MM

Posted on December 17, 2012
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Medgenics PIPE 9.5MM

Posted on June 17, 2012
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off

Cryoport PIPE 9.4MM

Posted on February 17, 2011
Posted in Recent Transactions, Sector: Healthcare, Type: PIPEs & Private Placements | Comments Off