Sector: Financial Services

China_bat_group_Registered_Direct_offering_3.7_Million

Posted in Recent Transactions, Sector: Financial Services, Type: Direct Offering | Comments Off

Priority_income_Fund_Preferred_Stock_Offering_35_Million_February_2019

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Payment_Data_Solutions_Registered_Direct_Offering_2_Million_February_2019

Posted in Recent Transactions, Sector: Financial Services, Sector: Technology, Type: Direct Offering | Comments Off

PIMCO_Initial_Public_Offering_800_Million_January_2019

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Saratoga_Investment_Notes_Offering_ $35_0 Million_August 2018

Posted in Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Tenzing_Acquisition_Initial_Public_Offering_$66_7 Million_August 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Ecoark_Registered_Direct_Offering_$4_8 Million_August 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Saratoga_Investment_Corp_Follow_On_Offering_$28_8 Million_July 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Priority_ Income _Fund_Preferred Stock Offering_$34_0 Million_June 2018

Posted in Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Prospect _Capital_ Corporation_Follow-On_ Offering_$50_0 Million_June 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Inpixon_Registered_Direct_Offering_$18_0 Million_February 2018

Posted in Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

MVC Capital Inc_Fixed Income Offering_$100_Million_ November 2018

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Seaspan_Fixed Income Offering _80_0_Million_October 2017

Posted in Sector: Financial Services, Sector: Industrials & Transportation, Sector: Other | Comments Off

XAI Octagon Floating Rate & Alternative Income Term Trust_IPO_72_5_Million_ September 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Nuveen Emerging Markets Debt2022 Target Term Fund_IPO_130_0_ Million_September 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Investment Corporation_Follow-on Offering _12_3_Million_September 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

I-AM Capital Acquisition Company_IPO_52_0 Million_August 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Commerical Corporation _Follow-on_Offering_23_6 Million_July 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Investment_Follow_on Offering_19_7 Million_May 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Whitestone REIT_Follow_On Offering_91_0_Million_April 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

TICC Capital Corp_Fixed_Income Offering_57_5 Million_April 2017

Posted in Sector: Financial Services, Sector: Other | Comments Off

Nuveen Investments_Initial Public Offering_291_8_ Million_March 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Capital_Follow-On Offering_19_1_Million_March 2017

Posted in Sector: Financial Services, Sector: Other | Comments Off

BlackRock_Follow-on offering_210_0_Million_February 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Medley LLC_Fixed Income Offering_30_0_Million_February 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Pennantpark Floating Rate Capital LTD_Follow-on Offering_68_1_Million_February 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Nuveen Preferred and Income 2022 Term Fund_Initial Price Offering_162_5_Million_January 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Medley LLC_Fixed Income Offering_750_Million_January 2017

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

First Trust_IPO_325_0 Million_December 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Invesco_CMPO_3_7 Million_November 2016

Posted in Sector: Financial Services | Comments Off

Gladstone Capital_Follow-On Offering_16_0 Million_October 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Medley_Notes Offering_27_0 Million_October 2016

Posted in Sector: Financial Services, Sector: Other | Comments Off

Sito_10_0 Million_Follow On_September 2016

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

MI Acquisition_50_0 Million_IPO_September 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Solar Senior_67_0 Follow On_September 2016

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Jensyn Acquisition_Initial Public Offering_39_0 Million_March 2016

Posted in Featured Transactions, Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Prospect Capital_Fixed Income_150_0 Million_December 2015

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Nuveen_Initial Public Offering_261_Million_November 2015

Posted in Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone_Follow-On_17_1 Million_ October 2015

Posted in Recent Transactions, Sector: Financial Services, Sector: Other | Comments Off

First Trust Dynamic Europe Equity Income Fund_IPO_330_0_Million_September 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Nuveen High Income_Initial Public Offering_124_0 Million_July 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler_Exchange Offer_22_9 Million_August 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane Capital_Preferred Stock Offering_30_0 Million_June 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane_Follow-On Offering_28_2 Million_June 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

AllianzGi Diversity Income_Initial Public Offering_280_0 Million_May 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Land_Follow-On Offering_14_3 Million_May 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Investment_Preferred Stock Offering_35_0 Million_May 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Atlantic Alliance Partnership_Initial Public Offering_75_0 Million_April 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Calamos Dynamic_Initial Public Offering_609_5 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Horizon Technology Finance_Follow-On Offering_33_2 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler_Preferred Stock Offering_90_0 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Arlington Asset_Fixed Income Offering_32_0 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Investment_Follow-On Offering_27_9 Million_March 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Anworth Mortgage_Follow-On Offering_$7_4 Million_January 2015

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Miller Howard High Income Equity Fund_Initial Public Offering_245_0 Million_November_2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

New York Mortgage Trust_Follow-On_114_4 Million_November_2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane_Fixed Income Offering_25_0 Million_November_2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Fifth Street_Initial Public Offering_102_0 Million_October 2014

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler-$20.5Million-Sept2014

Posted in Recent Transactions, Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Fifthstreet-financial-publicofferings-$294.3mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

RCS Capital Follow-on 486.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Five Oaks Follow-on 38.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Duff & Phelps Initial Public Offering 485.0 MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

AmericanCapMortgage-Financial-175mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Oxford Lane Fixed Income 28.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Gladstone Fixed Income 61.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Americancapitalmortgage Fixedincome-50.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler Preferred Stock Offering 20.7MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

NYMT Follow-on 113.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Medley Follow-on 79.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

ARlington Financil Public Offering 83.9

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Boulevard public 220.5mm

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

FullCircle Financil Public Offering 13.5mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Medley Financil Public Offering 84mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Orchard Island Follow-on 22.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Five Oaks Fixed Income 20.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler PIPE 12.2MM

Posted in Recent Transactions, Sector: Financial Services, Type: PIPEs & Private Placements | Comments Off

Oxford Lane Follow-on 39.8MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

LevyAquisition-Financial-PublicOffering-150mil

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Medley Follow-on 79.7MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Fifthstreet Follow-on 159.8MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Fiduciary Claymore Follow-on 71.9MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

Wheeler Follow-on 13.5MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off

THL Credit Initial Public Offering 132.0MM

Posted in Recent Transactions, Sector: Financial Services, Type: Public Offering | Comments Off