Investment Banking News: Q4 – 2014

New York Mortgage Trust Announces Pricing of Public Offering of Common Stock

NEW YORK, Nov. 21, 2014 (GLOBE NEWSWIRE) — New York Mortgage Trust, Inc. (Nasdaq:NYMT) (“NYMT” or the “Company”) announced today that it priced an underwritten public offering of 13,000,000 shares of its common stock at a public offering price of … Continue reading

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Oxford Lane Capital Corp. Prices Preferred Stock Offering

GREENWICH, CT — (Marketwired) — 11/20/14 — Oxford Lane Capital Corp. (the “Company”) (NASDAQ: OXLC) (NASDAQ: OXLCP) (NASDAQ: OXLCO) (NASDAQ: OXLCN) today announced that it has priced an underwritten public offering of 1,000,000 shares of its 8.125% Series 2024 Term … Continue reading

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Applied DNA Sciences Inc. Announces Closing of $9.1 Million Underwritten Offering

Stony Brook, NY. November 20, 2014. Applied DNA Sciences, Inc.(NASDAQ: APDN) (Twitter: @APDN), a provider of DNA-based anti-counterfeiting technology and product authentication, announced the closing of an underwritten public offering of 2,800,000 shares of common stock, and warrants to purchase … Continue reading

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Capnia, Inc. Announces Closing of Initial Public Offering and Partial Exercise of Over-Allotment Option

REDWOOD CITY, Calif., Nov. 18, 2014 /PRNewswire/ — Capnia, Inc. (NASDAQ: CAPN) announced today the closing of its initial public offering of 1,650,000 units, each unit consisting of one share of common stock, one Series A warrant to purchase one … Continue reading

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Acorn Energy Raises $4.5 Million In Private Placement of Unregistered Shares of Common Stock and Warrants

WILMINGTON, Del., Oct. 31, 2014 (PR NEWSWIRE) –Acorn Energy, Inc. (NASDAQ: ACFN) (the “Company” or “Acorn”) today announced that it has entered into definitive agreements with accredited investors in connection with a private placement of unregistered shares common stock and … Continue reading

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Axion Power International, Inc. Closes $6.1 Million Public Offering

NEW CASTLE, Pa., Oct. 29, 2014 /PRNewswire/ — Axion Power International, Inc. (the “Company”) (NASDAQ: AXPW, AXPWW), today announced that is has completed an underwritten public offering consisting of 1,875,000 shares of common stock (“Common Stock”), together with Series A … Continue reading

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Cytori Therapeutics, Inc. Announces Closing of Financing

SAN DIEGO–(BUSINESS WIRE)– Cytori Therapeutics, Inc. (NASDAQ: CYTX) announced today that it has completed the previously announced sale of shares of its Series A 3.6% convertible preferred stock pursuant to a registered direct offering representing gross proceeds of approximately $13.5 … Continue reading

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Above-the-Market Private Placement Raises $6.375 Million for RiceBran Technologies

SCOTTSDALE, AZ – 10/1/2014 – RiceBran Technologies (NASDAQ: RBIT and RIBTW) (the “Company” or “RBT”) today announced that it has entered into definitive agreements with institutional investors for the private placement of common stock and warrants to purchase common stock. … Continue reading

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