Investment Banking News: Q2- 2015

Pluristem Therapeutics Inc. Announces Pricing of Registered Direct Offering of Common Stock and Warrants

June 25, 2015 – HAIFA, Israel, — Pluristem Therapeutics Inc. (NASDAQCM:PSTI, TASE:PSTI) today announced that it has entered into definitive agreements to sell 6,800,000 shares of common stock and warrants to purchase up to 4,080,000 shares of common stock at … Continue reading

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Bio-Path Holdings, Inc. Announces “At-the-Market” Offering with Cantor Fitzgerald

June 25, 2015 – HOUSTON, TX – Bio-Path Holdings, Inc., (NASDAQ: BPTH) (“Bio-Path”), a biotechnology company developing a liposomal delivery technology for nucleic acid cancer drugs, today announced it has established an “at-the-market” (“ATM”) program through which it may offer … Continue reading

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OncoSec Medical Inc. Closes $13.6 Million Registered Direct Offering

June 8, 2015 – SAN DIEGO, /PRNewswire/ — OncoSec Medical Inc. (“OncoSec”) (NASDAQ: ONCS), a company developing DNA-based intratumoral cancer immunotherapies, today announced that it has closed its previously announced registered direct offering of 2,469,091 shares of its common stock at a … Continue reading

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Oxford Lane Capital Corp. Prices Public Offering of Common Stock

June 4, 2015 – GREENWICH, CT — (Marketwired) — 06/04/15 — Oxford Lane Capital Corp. (the “Company”) (NASDAQ: OXLC) (NASDAQ: OXLCP) (NASDAQ: OXLCO) (NASDAQ: OXLCN) today announced that it has priced an underwritten public offering of 1,800,000 shares of its … Continue reading

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Nova LifeStyle, Inc. Announces Closing of $4 Million Registered Direct Offering

June 1, 2015 – LOS ANGELES, /PRNewswire/ — Nova LifeStyle, Inc. (NASDAQ: NVFY), a U.S.-based fast-growing, innovative designer, manufacturer and distributor of modern LifeStyle furniture, announced today the closing of its previously announced $4.0 million registered direct offering. As previously disclosed, … Continue reading

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Celsion Corporation Announces $8 Million At-The-Market Registered Direct Offering

May 28, 2015 – LAWRENCEVILLE, N.J., /PRNewswire/ — Celsion Corporation (the “Company”) (NASDAQ: CLSN) today announced that it has received commitments from two institutional healthcare investors to purchase an aggregate of approximately $8 million of the Company’s common stock in … Continue reading

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NeoStem, Inc. Prices $25 Million Public Offering of Common Stock

May 27. 2015 – NeoStem, Inc. (Nasdaq:NBS) (“NeoStem” or the “Company”), announced today the pricing of an underwritten public offering of 12,500,000 shares of common stock at a public offering price of $2.00 per share. The gross proceeds to NeoStem … Continue reading

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Gladstone Land Corporation Prices Common Stock Offering

MCLEAN, Va., (GLOBE NEWSWIRE) – May 13, 2015 — Gladstone Land Corporation (Nasdaq:LAND) (the “Company”) today announced the pricing of its public offering of 1,250,000 shares of common stock, at a price to the public of $11.40 per share, for … Continue reading

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Alexium International Group Limited Raises $6.7 Million through Institutional Placement

Perth, Western Australia, and Greer, SC; May 11, 2015 – Alexium International Group Limited has raised USD $6.675 million via the issue of 13 million shares at AUD $0.65 to new institutional investors in a private placement with Maxim Group … Continue reading

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Hemisphere Media Group, Inc. Announces Pricing of Secondary Public Offering

MIAMI–(BUSINESS WIRE)—May 7, 2015 – Hemisphere Media Group, Inc. (NASDAQ:HMTV) (“Hemisphere” or the “Company”) today announced the pricing of a secondary public offering of 3,195,583 shares of its Class A common stock at a public offering price of $12.00 per … Continue reading

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Gladstone Investment Corporation Prices Preferred Stock Offering

MCLEAN, Va., (GLOBE NEWSWIRE) – May 6, 2015 – Gladstone Investment Corporation (Nasdaq:GAIN) (the “Company”) today announced that it has entered into an agreement to sell 1,400,000 shares of its newly designated 6.50% Series C Cumulative Term Preferred Stock Due … Continue reading

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Cytori Therapeutics, Inc. Prices Registered Direct Offering Providing Equity Financing of Up to $25 Million

SAN DIEGO–(BUSINESS WIRE)—May 5, 2015 – Cytori Therapeutics, Inc. (NASDAQ: CYTX) today announced the pricing of a registered direct public offering of Units, with each Unit consisting of one share of our common stock and one warrant to purchase one … Continue reading

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Alexium International Group Limited Raises $6.7 Million through Institutional Placement

GAITHERSBURG, Md., (GLOBE NEWSWIRE) – May 5, 2015 – OpGen, Inc. (Nasdaq:OPGN) today announced the pricing of its initial public offering of 2,850,000 units, with each unit consisting of one share of common stock and a warrant to purchase one … Continue reading

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Inovio Pharmaceuticals, Inc. Closes $87.4 Million Underwritten Financing

PLYMOUTH MEETING, Pa., May 5, 2015 – (GLOBE NEWSWIRE) — Inovio Pharmaceuticals, Inc. (Nasdaq:INO) (“Inovio” or the “Company”), today closed its previously announced underwritten public offering of 10,925,000 shares of the Company’s common stock, including 1,425,000 shares of common stock … Continue reading

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StemCells, Inc. Announces Pricing of Public Offering to Raise $25 Million

NEWARK, Calif., April 24, 2015 (GLOBE NEWSWIRE) — StemCells, Inc. (Nasdaq:STEM) today announced the pricing of an underwritten public offering of common stock and warrants with a public offering price of $0.70 for a fixed combination of one share of … Continue reading

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Opexa Therapeutics, Inc. Announces Completion of Rights Offering

THE WOODLANDS, April, 9 2015 – Texas–(BUSINESS WIRE)– Opexa Therapeutics, Inc. (NASDAQ:OPXA), a company developing personalized immunotherapies for autoimmune disorders, including multiple sclerosis (MS) and neuromyelitis optica (NMO), today announced that it has completed its previously announced rights offering. Opexa … Continue reading

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RiceBran Technologies Announces $8 Million Facility Provided by Full Circle Capital

April 2, 2015 – RiceBran Technologies, a global leader in the production and marketing of value added products derived from rice bran, announced that it has signed a conditional commitment letter with Full Circle Capital for an $8 million three-year … Continue reading

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