Maxim Group

Capital Markets

A constantly evolving environment requires a consistently evolving presence

Maxim Group’s Capital Markets professionals interface with a worldwide network of asset managers, fund managers, hedge funds, pension funds and other institutions. This talented team of sales and trading professionals is solely focused on providing clients with comprehensive and innovative solutions.

We provide our clients with tailor-made product solutions, market expertise, investment advice, execution capabilities and global distribution channels. With institutional coverage that spans more than 25 countries across four continents, our clients worldwide have access to a broad range of services: Institutional Equity Sales; Fixed Income Trading; Structured Credit Manager; Institutional Options Trading; Institutional Equity Trading; and Risk Arbitrage.

Institutional Equity Sales

Precise research and analysis are the key considerations our professionals use to identify investment opportunities in the marketplace. Our Institutional Equity Sales division has solid relationships with many clients in the United States, Europe, Asia and South America.

Fixed Income Trading

Maxim’s Fixed Income Group (FIG) has assembled a team of dedicated sales and trading professionals with more than 100 years of collective experience who interface with a worldwide network of institutional and retail clients. FIG is an active market participant in a comprehensive range of sectors, including High-Yield and High-Grade Corporate Bonds, Mortgage- and Asset-Backed Securities (MBS, ABS), U.S. Treasury and Agency Securities, Preferred Stock, Convertible Bonds, Municipal Bonds and Collateralized Debt Obligations (CDOs).

Structured Credit Group

Maxim's Structured Credit Group is a team of experienced Mortgage and Asset-Backed Securities professionals who specialize in subordinated and distressed securities. The team utilizes proprietary quantitative valuation models to analyze and trade impaired credit for the firm's account as well as institutional clients of the firm.

Institutional Options Trading

With more than 50 years of combined trading experience, the Institutional Options Trading team boasts an unparalleled knowledge of derivatives, hedge strategies and options trading. Our options trading professionals advise large institutions and high net worth clients, keeping a strong focus on minimizing risk and maximizing returns.

Institutional Equity Trading

The Maxim Group trading network includes a diverse and broad range of clients, including insurance companies, banks, hedge funds, broker/dealers and floor specialists. Recognized as a leading market maker, Maxim Group commits substantial capital to support OTC principal trading and facilitates listed trading.

Risk Arbitrage

The Maxim Group Risk Arbitrage team utilizes third-party research, insight, and superb execution for mergers and acquisitions, spin-offs, recapitalizations, class-of-shares arbitrage and other arbitrage opportunities. We adeptly guide our clients to informed decisions with our longstanding institutional relationships and by maintaining efficient communication channels between client, sales trader, and the markets.