Third-party Research Disclosures
Market-Making
Maxim Group makes a market in the securities of the following companies.
Managing/Co-Managing a Public Offering
Maxim Group managed/co-managed a public offering of the securities for the following companies in the past 12 months.
Expected Investment Banking Compensation
Maxim Group expects to receive or intends to seek compensation for investment banking services from the following companies in the next three months.
Received Investment Banking Compensation
Maxim Group received compensation for investment banking services from the following companies in the past 12 months.
Ownership
Maxim Group and/or an affliate of Maxim Group beneficially own common equity securities in the following companies.
Material Conflicts of Interest
Maxim Group has a material conflict of interest with regard to the following companies.