Maxim Group

About Maxim Group

Taking the future of finance to a new level

As a leading boutique investment banking, securities, and investment management firm, Maxim Group provides world-class investment banking, asset management, research and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals. Building strong relationships with our clients is the cornerstone of the Maxim Group experience. Our approach, combined with investment flexibility and sharp insight, is what sets us apart from others in the industry.

Our ability to add value and create opportunity for clients is centered around our deep commitment to understanding their goals and challenges. Our professionals provide all the capital markets expertise, deep industry knowledge and investor relationships one would expect from a full-service investment bank.

Our thorough understanding of the changing needs of investors has been a major factor in our success, and drives our constant effort to deliver the latest innovations in financial services. Although the future holds a variety of opportunities, we constantly remain focused on measuring success by the satisfaction of our clients. As such, we are redefining the future of financial services.

Maxim Group is registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC) and with the Municipal Securities Rulemaking Board (MSRB) and is a member of the following:

  • Financial Industry Regulatory Authority (FINRA):
  • Securities Insurance Protection Corporation (SIPC)
  • NASDAQ Stock Market
  • NYSE Arca, Inc.